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EL

Eric M. Langenfeld

Some features on this profile are disabled
CRD#: 5988725
EL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eric Michael Langenfeld was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 2011. Eric had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Eric Langenfeld serves as a volunteer board member for Cub Scout Pack 3001 located at 1670 Shatto Ave, Akron OH, 44313 as of 10/2024. He spends approximately 8 hours per month in this activity, during non-trading hours. This is not an investment related activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 16, 2018 - August 18, 2025

PROSPERITY CAPITAL ADVISORS

RIA
CRD#: 156480
WESTLAKE, OH
Past

July 19, 2017 - May 10, 2018

FARMERS FINANCIAL SOLUTIONS, LLC

RIA
CRD#: 103863
INDEPENDENCE, OH
Past

January 10, 2017 - May 10, 2018

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
INDEPENDENCE, OH
Past

May 28, 2015 - November 25, 2016

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
Akron, OH
Past

May 4, 2015 - November 25, 2016

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Akron, OH
Past

June 4, 2014 - April 30, 2015

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
INDEPENDENCE, OH
Past

April 14, 2014 - April 30, 2015

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
INDEPENDENCE, OH
Past

December 6, 2013 - April 14, 2014

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
AKRON, OH
Past

March 5, 2013 - December 9, 2013

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
INDEPENDENCE, OH
Past

November 22, 2011 - February 6, 2013

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
INDEPENDENCE, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA
Registered Investment Advisory firm - (3/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/17/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/27/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/10/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/21/2011
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 12/12/2011
Investment Company Products/Variable Contracts Principal Examination

Current Firm

PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA
Registered Investment Advisory firm - (3/22/2011 Approved)
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Contact information

Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202

SEC notice filing (42 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PCA PART 2A 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts14,823
AUM (Assets Under Management)$ 3,684,966,200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROSPERITY CAPITAL ADVISORS

CRD#: 156480

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