Fabian Knopfler

Professional summary

Fabian Knopfler is a registered financial advisor currently at SANCTUARY ADVISORS, LLC located in Indianapolis, Indiana and SANCTUARY SECURITIES, INC. located in Indianapolis, Indiana.

Fabian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Fabian has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name: Sister City Committee of Indianapolis Position: Committee Member Nature: Committee Member Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 6/30/2013 Address: N/A, Indianapolis IN 46204, United States Additional Info: Description: Committee Member 2) BUTLER UNVERSITY POSITION: Independent Contractor NATURE: Head Goalkeeper Coach INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 6/15/2020 ADDRESS: 4600 Sunset Ave, Indianapolis IN 46208, United States DESCRIPTION: Head Goalkeeper Coach 3) INDIANA GERMAN HERITAGE POSITION: Board Member NATURE: Non-profit organization that promotes German heritage in the state of Indiana INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 6/30/2013 ADDRESS: 401 E. Michigan Street, Indianapolis IN 46204, United States DESCRIPTION: Finance Committee for the organization and a board member with voting power 4) SISTER CITY COMMITTEE OF INDIANAPOLIS POSITION: Committee Member NATURE: Committee Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 6/30/2013 ADDRESS: N/A, Indianapolis IN 46204, United States DESCRIPTION: Committee Member 5) LIONS WEALTH PARTNERS, LLC POSITION: Founder, Managing Partner NATURE: Financial Services Fabian Knopfler & Steve Bishop, with the authorization and approval from Sanctuary Wealth (Adam Malamed and Phill Porpora) are switching from W2 employment to 1099. The attorney forming the LLC for us, Alex Pantos, was recommended to us by Sanctuary. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/05/2024 ADDRESS: 3815 River Crossing, Suite 200, Indianapolis IN 46240, United States DESCRIPTION: Managing Partner of the LLC and its business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fabian Knopfler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2015 - Present

SANCTUARY ADVISORS, LLC

Office #1: 3815 River Crossing Pkwy Ste 200, Indianapolis, IN 46240

RIA

CRD#: 226606

INDIANAPOLIS, IN

Current

December 8, 2011 - Present

SANCTUARY SECURITIES, INC.

Office #1: 3815 River Crossing Pkwy Suite 200, Indianapolis, IN 46240

BD

CRD#: 205

INDIANAPOLIS, IN

Past

May 31, 2012 - August 11, 2015

SANCTUARY SECURITIES, INC.

RIA

CRD#: 205

INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SA

SANCTUARY ADVISORS, LLC

CRD#: 226606 / SEC#: 801-99364

RIA

Registered Investment Advisory firm - (7/10/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Arizona
(1/30/2014)

RR

California
(1/28/2014)

RR

Colorado
(1/28/2014)

RR

Florida
(1/28/2014)

RR

Georgia
(2/3/2015)

RR

Illinois
(1/28/2014)

RR

Indiana
(5/31/2012)

IAR

Indiana
(8/11/2015)

RR

Kentucky
(9/19/2025)

RR

Maine
(6/2/2023)

RR

Massachusetts
(11/5/2021)

RR

Michigan
(11/1/2024)

RR

Missouri
(11/18/2022)

RR

New Jersey
(11/5/2021)

RR

New York
(12/5/2014)

RR

North Carolina
(1/28/2014)

RR

Ohio
(11/8/2021)

RR

Oklahoma
(11/24/2017)

RR

Oregon
(9/15/2021)

RR

South Carolina
(12/5/2023)

RR

Texas
(1/28/2014)

IAR

Texas
(11/21/2022)

RR

Utah
(10/27/2025)

RR

Vermont
(11/18/2022)

RR

Virginia
(12/5/2023)

RR

Wisconsin
(7/24/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 1/18/2012

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 12/7/2011

General Securities Representative Examination

SRO Registrations

RR

FINRA

Current Firm

SA

SANCTUARY ADVISORS, LLC

CRD#: 226606 / SEC#: 801-99364

RIA

Registered Investment Advisory firm - (7/10/2015 Approved)

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Contact information

Main Address

1450 Brickell Avenue Suite 2610, Miami, FL 33131

Mailing Address

Phone number

(317) 975-7729

Established

Firm type

Fiscal year end

# of Employees

699

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SANCTUARY ADVISORS, LLC ADV 2A FIRM BROCHURE 04/2025 (4/1/2025)

SANCTUARY ADVISORS, LLC ADV 2A WRAP FEE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	55,540
AUM (Assets Under Management)	$ 27,696,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fabian Knopfler's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANCTUARY ADVISORS, LLC

SANCTUARY SECURITIES, INC.

SANCTUARY SECURITIES, INC.

Primary Firm SEC Registration

SANCTUARY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/18/2012

SIE

Date: 10/1/2018

Series 7

Date: 12/7/2011

FINRA

Current Firm

SANCTUARY ADVISORS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SANCTUARY ADVISORS, LLC

TRUST BUT VERIFY

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