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FIRM PROFILE
Overview
SANCTUARY SECURITIES, INC. is located at 1450 Brickell Avenue Suite 2610, Miami, FL 33131 and was first established at Florida, Illinois in 03/07/1978. After operating for 48 years, SANCTUARY SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SANCTUARY SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. SANCTUARY SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SANCTUARY SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 31 disclosures, 21 being regulatory events, 1 being client events, and 9 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SANCTUARY SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SANCTUARY SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SANCTUARY SECURITIES, INC. Comes From
Understanding the Statistics for SANCTUARY SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1450 Brickell Avenue Suite 2610, Miami, FL 33131
1450 Brickell Avenue Suite 2610, Miami, FL 33131
Medium
(317) 975-7729
Illinois since 03/07/1978
Corporation
December
FIRM DOCUMENTS
Part 2 Brochures
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SANCTUARY WEALTH GROUP, LLC | SOLE SHAREHOLDER | ||
| CHASE, KEVIN P | CHIEF COMPLIANCE OFFICER | 1626158 | |
| MILLER, KEVIN JOSEPH | CHIEF LEGAL OFFICER AND BOARD MEMBER OF SANCTUARY SECURITIES INC. | 4133001 | |
| SMEAL, TIMOTHY D | DIRECTOR OF OPERATIONS | 4169869 | |
| VAUGHAN, DAVID | FINANCIAL OPERATIONS PRINCIPAL- FINOP AND BOARD MEMBER OF SANCTUARY SECURITIES INC. | 2603399 | |
| WALTER, ROBERT ALAN | PRESIDENT AND CHAIRMAN OF THE BOARD FOR SANCTUARY SECURITIES INC. | 2507287 |
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Advisor's working at SANCTUARY SECURITIES, INC.
George B Georgiades
Todd Mercer
Kevin Michael Pearly
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