Cynthia Garcia

T. ROWE PRICE ADVISORY SERVICES

Tampa, FL

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CRD#: 5985580

Professional summary

Cynthia Garcia, who also goes by Cindy Garcia, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Tampa, Florida and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.

Cynthia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Cynthia has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cindy Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Get 2 Travel; 11/1/2022; Part Time Travel Agent; Help others book vacations, tickets, etc.; Not investment related, 10 hours per month, 0 during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Garcia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2022 - Present

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

Tampa, FL

Current

May 26, 2022 - Present

T. ROWE PRICE INVESTMENT SERVICES, INC.

Office #1: Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117

CRD#: 8348

Owings Mills, MD

Past

July 15, 2021 - March 24, 2022

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

McKinney, TX

Past

July 15, 2021 - March 24, 2022

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

McKinney, TX

Past

December 11, 2019 - June 1, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TAMPA, FL

Past

December 11, 2019 - June 1, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TAMPA, FL

Past

January 28, 2019 - December 19, 2019

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ST. PETERSBURG, FL

Past

January 25, 2019 - December 19, 2019

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

June 2, 2015 - January 28, 2019

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

TAMPA, FL

Past

October 9, 2014 - January 28, 2019

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T. ROWE PRICE ADVISORY SERVICES, INC.

CRD#: 108958 / SEC#: 801-58098

RIA

Registered Investment Advisory firm - (11/17/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/26/2022)

Alaska
(5/26/2022)

Arizona
(5/26/2022)

Arkansas
(5/26/2022)

California
(5/26/2022)

Colorado
(5/26/2022)

Connecticut
(5/26/2022)

Delaware
(5/26/2022)

District of Columbia
(5/26/2022)

Florida
(5/26/2022)

IAR

Florida
(6/3/2022)

Georgia
(5/26/2022)

Hawaii
(5/26/2022)

Idaho
(5/26/2022)

Illinois
(5/26/2022)

Indiana
(5/26/2022)

Iowa
(5/26/2022)

Kansas
(5/26/2022)

Kentucky
(5/26/2022)

Louisiana
(5/26/2022)

Maine
(5/26/2022)

Maryland
(5/26/2022)

IAR

Maryland
(6/21/2024)

Massachusetts
(5/26/2022)

Michigan
(5/26/2022)

Minnesota
(5/26/2022)

Mississippi
(5/26/2022)

Missouri
(5/26/2022)

Montana
(5/26/2022)

Nebraska
(5/26/2022)

Nevada
(5/26/2022)

New Hampshire
(5/26/2022)

New Jersey
(5/26/2022)

New Mexico
(5/26/2022)

New York
(5/26/2022)

North Carolina
(5/26/2022)

North Dakota
(5/26/2022)

Ohio
(5/27/2022)

Oklahoma
(5/26/2022)

Oregon
(5/26/2022)

Pennsylvania
(5/26/2022)

Puerto Rico
(5/26/2022)

Rhode Island
(5/26/2022)

South Carolina
(5/26/2022)

South Dakota
(5/26/2022)

Tennessee
(5/26/2022)

Texas
(5/26/2022)

Utah
(5/26/2022)

Vermont
(5/26/2022)

Virgin Islands
(5/26/2022)

Virginia
(5/26/2022)

Washington
(5/26/2022)

West Virginia
(5/26/2022)

Wisconsin
(5/26/2022)

Wyoming
(5/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/15/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/10/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/4/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

T. ROWE PRICE ADVISORY SERVICES, INC.

CRD#: 108958 / SEC#: 801-58098

RIA

Registered Investment Advisory firm - (11/17/2000 Approved)

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Contact information

Main Address

4515 Painters Mills Road, Owings Mills, MD 21117

Mailing Address

Phone number

(800) 225-5132

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

T. ROWE PRICE RETIREMENT ADVISORY SERVICE BROCHURE (10/3/2025)

T. ROWE PRICE ADVISORY SERVICES, INC. (5/9/2025)

Regulatory assets under management

Total Number of Accounts	10,014
AUM (Assets Under Management)	$ 3,861,357,894

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cynthia Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

T. ROWE PRICE INVESTMENT SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

T. ROWE PRICE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/15/2015

Series 63

Date: 12/10/2014

SIE

Date: 10/1/2018

Series 7

Date: 10/9/2014

Series 24

Date: 5/4/2023

FINRA

Current Firm

T. ROWE PRICE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

T. ROWE PRICE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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