LD
Lisa B. Davis
HORNOR, TOWNSEND & KENT
CONSHOHOCKEN, PA 19428
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CRD#: 5985055
LD
Lisa Beth DavisHORNOR, TOWNSEND & KENT
Professional summary
Lisa Beth Davis is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Conshohocken, Pennsylvania.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Lisa has worked at 1 firm and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: 1847 FINANCIAL | Position Held: Other | Address: 161 WASHINGTON STREET FLOOR 11, SUITE 1111, CONSHOHOCKEN, PA 19428 | Start Date: 02/2014 | Nature of Activity: Multi-Line Insurance Brokerage | Approx Hrs Per Mth: Over 140 Hrs | Approx Trading Hrs Per Mth: Over 140 Hrs | Description of Duties: SALE & SERVICE OF LIFE, ACCIDENT, HEALTH/DI AND ANNUITY CLIENT ACCOUNTS. 2) LIFE INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847FINANCIAL, LLC | POSITION HELD: PARTNER |ADDRESS: 161 WASHINGTON STREET FLOOR 11, SUITE 1111, CONSHOHOCKEN, PA 19428| START DATE: 12/1/2021 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: SET UP LLC FOR NON PENN MUTUAL BUSINESS. 3)PARTNER | POSITION: PARTNER | NATURE: LIFE SETTLEMENTS | INVESTMENT RELATED: YES | NUMBER OF HOURS: 10 | SECURITIES TRADING HOURS: 10 | START DATE: 05/11/2023 | ADDRESS: 161 WASHINGTON STREET, FLOOR 11, SUITE 1100, CONSHOCKEN PA 19428, UNITED STATES | DESCRIPTION: INSURANCE PRODUCTS AND SERVICES NOT PROVIDED THROUGH PENN MUTUAL INCLUDING LIFE SETTLEMENTS. 4) AURELIUS LEGACY PARTNERS POSITION: CHIEF STRATEGIST- CONSULTING ONLY NATURE: LIFE INSURANCE BROKERAGE INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2023 ADDRESS: 161 WASHINGTON STREET, SUITE 1111, CONSHOHOCKEN PA 19462, UNITED STATES DESCRIPTION: PROVIDE STRATEGIC DIRECTION FORTEAM GROWTH AND BRANDING OPPORTUNITIES IN EACH OF THE MARKET PLACES THAT AURELIUS OPERATES. 5)1847 PHIL RAYMOND CHARITABLE FOUNDATION | POSITION: PARTICIPANT IN A 501(C)(3) DEDICATED TO SUPPORTING FINANCIAL PROFESSIONALS DEVELOPMENT. CREATED IN MEMORY OF OUR COLLEAGUE PHIL RAYMOND. FUNDS RAISED WILL BE DISTRIBUTED VIA NEWLY ESTABLISHED CHECKING ACCOUNT. I WILL HAVE THE ABILITY TO DISTRIBUTE FUNDS FROM THIS ACCOUNT. | NATURE: CHARITABLE FOUNDATION. FUNDRAISING EFFORTS THAT WILL DISTRIBUTE DONATIONS TO SUPPORT THE PROFESSIONAL GROWTH OF FINANCIAL PROFESSIONALS | INVESTMENT RELATED: NO | NUMBER OF HOURS: 1 | SECURITIES TRADING HOURS: 0 | START DATE: 01/15/2024 | ADDRESS: 161 WASHINGTON STREET, SUITE 1111, CONSHOHOCKEN PA 19428 | DESCRIPTION: PARTICIPANT IN A 501(C)(3) DEDICATED TO SUPPORTING FINANCIAL PROFESSIONALS DEVELOPMENT. CREATED IN MEMORY OF OUR COLLEAGUE PHIL RAYMOND. 6)AMERICAN COLLEGE BOARD OF TRUSTEES | POSITION: TRUSTEE | NATURE: GOVERNANCE BOARD OF THE AMERICAN COLLEGE OF FINANCIAL SERVICES | INVESTMENT RELATED: NO | NUMBER OF HOURS: 4 | SECURITIES TRADING HOURS: 4 | START DATE: 02/09/2024 | ADDRESS: 630 ALLENDALE ROAD, #400, KING OF PRUSSIA PA 19406 | DESCRIPTION: PROVIDE INPUT AND GOVERNANCE TO THE EXECUTIVE LEADERSHIP TEAM AS IT RELATES TO DAY TO DAY OPERATIONS OF THE COLLEGE. 7)INSURANCE BROKERAGE | DBA: BELLAMY ASSOCIATES, LLC | POSITION: PROPRIETOR/OWNER | NATURE: LIFE INSURANCE BROKERAGE | INVESTMENT RELATED: NO | NUMBER OF HOURS: 2 | SECURITIES TRADING HOURS: 2 | START DATE: 04/01/2024 | ADDRESS: 161 WASHINGTON STREEET, SUITE 1111, CONSHOHOCKEN PA 19428 | DESCRIPTION: LIFE INSURANCE BROKERAGE. WILL RECEIVE OVERRIDES FROM NON PENN MUTUAL FIXED LIFE BUSINESS. 8)FINSECA BOARD OF DIRECTORS | POSITION: DIRECTOR | NATURE: FINSECA IS A LIFE INSURANCE AND FINANCIAL SERVICES NATIONAL ASSOCIATION. I WILL BE SERVING ON THE BOARD | INVESTMENT RELATED: NO | NUMBER OF HOURS: 2 | SECURITIES TRADING HOURS: 2 | START DATE: 06/16/2025 | ADDRESS: 161 WASHINGTON STREET, SUITE 1111, CONSHOHOCKEN PA 19428 | DESCRIPTION: I WILL BE SERVING AS A BOARD MEMBER. OUR RESPONSIBILITIES INCLUDE, OVERALL GOVERNANCE, BUDGET APPROVAL, AND STRATEGIC OVERSIGHT. IN ADDITION, I WILL BE SERVING AS A COMMITTEE MEMBER ON THE EDUCATION COMMITTEE. THIS COMMITTEE IS CHARGED WITH CREATING AND DEVELOPING EDUCATION OPPORTUNITIES FOR THE MEMBERS OF THE ASSOCIATION.
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Beth Davis's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lisa Beth Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2021 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 161 Washington Street Floor 11, Suite 1111, Conshohocken, PA 19428RIA
BD
CRD#: 4031
CONSHOHOCKEN, PA
Current
March 10, 2014 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 161 Washington Street Floor 11, Suite 1111, Conshohocken, PA 19428RIA
BD
CRD#: 4031
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(10/1/2020)
RR
Florida(12/17/2019)
RR
Maryland(10/1/2020)
RR
New York(1/15/2025)
RR
Pennsylvania(8/26/2019)
IAR
Pennsylvania(1/7/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
