Joel R. Galloway

SWMG

FORT WORTH, TX 76107

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CRD#: 5984491

Professional summary

Joel Robert Galloway is a registered financial advisor currently at SWMG, LLC located in Fort Worth, Texas.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Joel has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Robert Galloway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2026 - Present

SWMG, LLC

Office #1: 3343 Locke Ave Ste 107, Fort Worth, TX 76107

RIA

CRD#: 166688

FORT WORTH, TX

Past

September 18, 2018 - November 13, 2024

FISHER INVESTMENTS

RIA

CRD#: 107342

PLANO, TX

Past

November 18, 2013 - September 7, 2018

TD AMERITRADE, INC.

RIA

CRD#: 7870

Southlake, TX

Past

June 10, 2013 - September 7, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

FORT WORTH, TX

Past

June 10, 2013 - September 7, 2018

TD AMERITRADE, INC.

CRD#: 7870

Southlake, TX

Past

December 19, 2011 - April 16, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FORT WORTH, TX

Past

November 23, 2011 - April 16, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FORT WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SWMG, LLC

STRITTMATTER WEALTH MANAGEMENT GROUP, LLC | SWMG, LLC

CRD#: 166688 / SEC#: 801-116898

RIA

Registered Investment Advisory firm - (7/3/2019 Approved)

Texas

Registered Investment Advisory firm - (11/25/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/16/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/22/2011

General Securities Representative Examination

Current Firm

SWMG, LLC

STRITTMATTER WEALTH MANAGEMENT GROUP, LLC | SWMG, LLC

CRD#: 166688 / SEC#: 801-116898

RIA

Registered Investment Advisory firm - (7/3/2019 Approved)

Texas

Registered Investment Advisory firm - (11/25/2019 Terminated)

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Contact information

Main Address

3343 Locke Ave Ste 107, Fort Worth, TX 76107

Mailing Address

Phone number

(817) 210-3444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SWMG, LLC ADV PART 2A BROCHURE (11/18/2025)

Regulatory assets under management

Total Number of Accounts	1,388
AUM (Assets Under Management)	$ 320,056,761

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joel R. Galloway

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Robert Galloway's CRS (Customer Relationship Summary).

Certified licenses

Experience

FISHER INVESTMENTS

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

SWMG, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/16/2011

SIE

Date: 9/7/2018

Series 7

Date: 11/22/2011

Current Firm

SWMG, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SWMG, LLC

TRUST BUT VERIFY

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