Peter A. Szklarz
STRATEGIC ADVISERS LLC | Financial Consultant
PEPPER PIKE, OH
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CRD#: 5984470
Professional summary
Peter Andrew Szklarz, who also goes by Peter Andrew Szklarz, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Pepper Pike, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Orange, Ohio.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Peter has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Biography
Over the past past 12 years I have extensive experience in helping clients in building and maintaining financial plans through insurance, income and investment planning. I believe that all solid plans start with a conversation about you and what's most important in your life and then connecting the dots to your plan to ensure your goals are aligned with your plans. As your life changes your plan should change as well.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter Andrew Szklarz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Andrew Szklarz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Akron
Financial Planning - Finance
2011
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 200 Pinecrest Drive, Orange, OH 44122RIA
CRD#: 104555
PEPPER PIKE, OH
Current
May 24, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 200 Pinecrest Drive, Orange, OH 44122BD
CRD#: 7784
Orange, OH
Past
June 16, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WOODMERE VILLAGE, OH
Past
March 13, 2018 - May 13, 2022
W.A. SMITH FINANCIAL GROUP
RIA
CRD#: 146608
SANDUSKY, OH
Past
June 27, 2013 - February 21, 2018
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
CLEVELAND, OH
Past
June 27, 2013 - February 21, 2018
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
CLEVELAND, OH
Past
December 23, 2011 - May 17, 2013
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
MEDINA, OH
Past
December 19, 2011 - May 17, 2013
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
MEDINA, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/15/2022)
RR
California(5/19/2023)
RR
Colorado(3/8/2023)
RR
Connecticut(5/12/2025)
RR
District of Columbia(6/13/2022)
RR
Florida(5/26/2022)
RR
Georgia(9/29/2023)
RR
Illinois(6/8/2022)
RR
Indiana(5/12/2025)
RR
Kentucky(6/14/2022)
RR
Maine(5/12/2025)
RR
Maryland(6/14/2022)
RR
Massachusetts(6/14/2022)
RR
Michigan(5/3/2024)
RR
Missouri(10/3/2022)
RR
Montana(3/1/2024)
RR
New York(6/8/2022)
RR
North Carolina(6/8/2022)
RR
Ohio(6/9/2022)
IAR
Ohio(3/31/2025)
RR
Pennsylvania(6/8/2022)
RR
Rhode Island(10/3/2022)
RR
South Carolina(5/16/2023)
RR
Tennessee(7/19/2024)
RR
Texas(6/8/2022)
IAR
Texas(3/31/2025)
RR
Utah(9/29/2023)
RR
Virginia(6/14/2022)
RR
Washington(9/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/24/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Pepper Pike, OHTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
