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Stacey Ann Peters

CRD# 5983623·Registered 2014 - 2025
Previously Registered: Being a previously registered professional could mean that Stacey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stacey Ann Peters, who also goes by Stacey Ann Cusato, was a registered financial advisor. Stacey was a previously registered financial professional and started their career in finance 2014 - 2025. Stacey had worked at 19 firms and has passed the Series 99TO, SIE and Series 28 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stacey Ann Cusato

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

ARMORY SECURITIES, LLC·CRD# 147796
BD
El Segundo, CA
August 1, 2024 - March 3, 2025
ACRISURE RE CORPORATE ADVISORY & SOLUTIONS, LLC·CRD# 326494
BD
New York, NY
July 2, 2024 - June 16, 2025
ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION·CRD# 152920
BD
New York, NY
October 20, 2023 - June 18, 2025
PLEXUS ENERGY CAPITAL, LLC·CRD# 138263
BD
Littleton, CO
September 13, 2023 - June 27, 2025
WITHUM CAPITAL, LLC·CRD# 323214
BD
Whippany, NJ
July 5, 2023 - June 16, 2025
BAKER TILLY CAPITAL, LLC·CRD# 115333
BD
Madison, WI
March 7, 2022 - June 18, 2025
STERN CAPITAL LLC·CRD# 131226
BD
New York, NY
March 15, 2021 - June 18, 2025
PELOTON SECURITIES LLC·CRD# 304178
BD
Portsmouth, NH
April 1, 2020 - July 2, 2025
UPMARKET SECURITIES LLC·CRD# 295634
BD
Milpitas, CA
May 1, 2019 - June 27, 2025
STILLPOINT CAPITAL, LLC·CRD# 133146
BD
Tampa, FL
April 2, 2019 - July 1, 2025
MFA SECURITIES, LLC·CRD# 173273
BD
Tewksbury, MA
February 27, 2019 - February 22, 2022
SFI INTERNATIONAL, LLC·CRD# 145510
BD
Boca Raton, FL
January 11, 2019 - October 22, 2019
CRONUS PARTNERS LLC·CRD# 133392
BD
Southport, CT
January 11, 2019 - June 26, 2025
MIT ASSOCIATES, LLC·CRD# 121171
BD
Tiburon, CA
January 11, 2019 - June 30, 2025
W G SECURITIES, LLC·CRD# 140869
BD
West Hartford, CT
June 6, 2018 - July 2, 2025
LIBERTY GLOBAL CAPITAL SERVICES, LLC·CRD# 134741
BD
Waban, MA
April 27, 2018 - February 3, 2023
COVINGTON ASSOCIATES, LLC·CRD# 127437
BD
Boston, MA
April 27, 2018 - July 9, 2025
BOSTON INNOVATION CAPITAL, LLC·CRD# 268813
BD
Somerville, MA
April 26, 2018 - July 9, 2021
PRONET FINANCIAL PARTNERS LLC·CRD# 154601
BD
Londonderry, NH
November 7, 2014 - December 27, 2018

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Current Firm

AS
ARMORY SECURITIES, LLC

ARMORY SECURITIES, LLC | VICTORY PARK SECURITIES, LLC

CRD#: 147796 / SEC#: 8-67929
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245

Mailing Address

200 North Pacific Coast Highway Suite 1525, El Segundo, CA 90245

Phone Number

(310) 798-7777

Established

Delaware since 05/02/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (12 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARMORY GROUP, LLCMAJORITY MEMBER—
MURPHY, STEPHEN VINCENTCHIEF COMPLIANCE OFFICER2242466
PERISON, EBEN PAULCEO/SENIOR MANAGING DIRECTOR, POO2926828
ROMERO, MONIQUE VICTORIAFINOP6712654
TELL, NICHOLAS WILLIAM JR.SENIOR MANAGING DIRECTOR2349938

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Nov 2014About the Series 28 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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