Nicole M. Destefano
Professional summary
Nicole M Destefano, who also goes by Nicole M Riggio, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Tampa, Florida and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.
Nicole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Nicole has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicole M Destefano's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2023 - Present
T. ROWE PRICE ADVISORY SERVICES, INC.
January 3, 2023 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Two Financial Center 4545 Painters Mill Road, Owings Mills, MD 21117June 25, 2020 - December 14, 2022
MORGAN STANLEY
June 25, 2020 - December 14, 2022
MORGAN STANLEY
April 11, 2016 - July 9, 2019
T. ROWE PRICE ADVISORY SERVICES, INC.
April 18, 2012 - July 9, 2019
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
