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SB

Stefan A. Burke

VANDERBILT SECURITIES
WOODBURY, NY 11797
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CRD#: 5981664
SB
Stefan Austin BurkeVANDERBILT SECURITIES

Professional summary


Stefan Austin Burke is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Woodbury, New York.

Stefan is registered as a RR (Registered Representative) and started their career in finance in 2011. Stefan has worked at 5 firms and has passed the Series 66, Series 63, Series 52TO, Series 7TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Wyzant. Not Investment related. Start date: 12/13/2024. Address: 11438 Stones Ct Unit 100 Fishers, IN 46037. Title: Tutor. Duties: Tutoring of students preparing for FINRA Series 7 exam. Time spent during regular hours: 0%.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Stefan Austin Burke's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 5, 2026 - Present

VANDERBILT SECURITIES, LLC

Office #1: 125 Froehlich Farm Blvd., Woodbury, NY 11797
BD
CRD#: 5953
WOODBURY, NY
Past

April 7, 2022 - August 13, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
FISHERS, IN
Past

April 7, 2022 - August 13, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
FISHERS, IN
Past

July 22, 2020 - March 28, 2022

J. W. COLE ADVISORS, INC.

RIA
CRD#: 112294
TAMPA, FL
Past

October 15, 2019 - March 28, 2022

J.W. COLE FINANCIAL, INC.

BD
CRD#: 124583
TAMPA, FL
Past

December 14, 2011 - October 22, 2014

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
INDIANAPOLIS, IN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(8/5/2026)
RR
New York
(8/5/2026)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/1/2020
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 5/3/2022
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/15/2019
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


VS
VANDERBILT SECURITIES, LLC
RICHARDT-ALYN & CO. | VANDERBILT SECURITIES, LLC | VANDERBILT SECURITIES

CRD#: 5953 / SEC#: , 8-16712

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
125 Froehlich Farm Blvd., Woodbury, NY 11797
Mailing Address
125 Froehlich Farm Blvd., Woodbury, NY 11797
Phone number
(631) 845-5100
Established
New York since 12/05/2001
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
VANDERBILT CAPITAL, LLCSOLE OWNER
ANTENOR, JR, DANIELCHIEF OPERATIONS OFFICER/OPTIONS/MUNI5839052
DISTANTE, STEPHEN ALFREDCEO - LIMITED PARTNER2206574
PLAPP, MEGAN LYNNFINOP, POO, PFO, CFO6790596
THOMAS, MICHELLE DENISECHIEF COMPLIANCE OFFICER2210435
TRIFILETTI, JOSEPH JOHNPRESIDENT5295897

Disclosures


Regulatory Event5
Arbitration1

Red Flags


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Company Information


VANDERBILT SECURITIES, LLC

CRD#: 5953Woodbury, NY 11797

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