Daniel M. Smith
Professional summary
Daniel Mark Smith, who also goes by Daniel Smith, Danny Smith, is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Virginia Beach, Virginia.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Daniel has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Mark Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2022 - Present
GRADIENT ADVISORS, LLC
Office #1: 1120 Revere Point Rd, Virginia Beach, VA 23455May 12, 2021 - August 31, 2021
MML INVESTORS SERVICES, LLC
May 10, 2021 - August 31, 2021
MML INVESTORS SERVICES, LLC
April 6, 2015 - October 14, 2019
ROYAL WEALTH MANAGEMENT
March 13, 2014 - January 28, 2015
HORNOR, TOWNSEND & KENT, LLC
May 8, 2013 - January 28, 2015
HORNOR, TOWNSEND & KENT, LLC
November 8, 2012 - November 27, 2012
WADDELL & REED
May 4, 2012 - November 27, 2012
WADDELL & REED
Primary Firm SEC Registration
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/17/2022)
(2/17/2022)
(2/17/2022)
Exams
Series 7TO
Date: 5/10/2021
General Securities Representative ExaminationCurrent Firm
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,222 |
| AUM (Assets Under Management) | $ 218,611,410 |
Red Flags
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