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AC

Andrew S. Carr

WOBD
Westerville, OH 43081
Some features on this profile are disabled
CRD#: 5977718
AC

Professional summary

Andrew Scott Carr, who also goes by Andy Carr, is a registered financial professional currently at WOBD, LLC located in Westerville, Ohio.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2011. Andrew has worked at 2 firms and has passed the Series 63, SIE and Series 22 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andy Carr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Scott Carr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 13, 2019 - Present

WOBD, LLC

Office #1: 4960 East Dublin Granville Rd Suite 500, Westerville, OH 43081
BD
CRD#: 285537
Westerville, OH
Past

October 14, 2011 - May 2, 2019

ANUBIS SECURITIES LLC

BD
CRD#: 157642
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/13/2019)
RR
Colorado
(5/13/2019)
RR
Connecticut
(5/13/2019)
RR
District of Columbia
(5/13/2019)
RR
Florida
(5/13/2019)
RR
Georgia
(5/13/2019)
RR
Illinois
(5/13/2019)
RR
Indiana
(5/13/2019)
RR
Kentucky
(5/13/2019)
RR
Maryland
(5/13/2019)
RR
Massachusetts
(5/13/2019)
RR
Michigan
(5/13/2019)
RR
Minnesota
(5/13/2019)
RR
Missouri
(5/13/2019)
RR
Montana
(5/13/2019)
RR
New York
(5/13/2019)
RR
North Carolina
(5/13/2019)
RR
Ohio
(5/13/2019)
RR
Oregon
(5/13/2019)
RR
Pennsylvania
(5/13/2019)
RR
Tennessee
(5/13/2019)
RR
Texas
(5/13/2019)
RR
Virginia
(5/13/2019)
RR
Wisconsin
(7/19/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 11/4/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 10/13/2011
Direct Participation Programs Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WL
WOBD, LLC
WOBD, LLC

CRD#: 285537 / SEC#: , 8-69852

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
4960 East Dublin-granville Road Suite 500, Westerville, OH 43081
Mailing Address
4960 East Dublin-granville Road Suite 500, Westerville, OH 43081
Phone number
(614) 741-7600
Established
Ohio since 07/21/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WHITE OAK PARTNERS, LLCOWNER
ADKINSON, CHRISTOPHER DAVIDCCO2640950
MENZER, MICHAEL JAMESCEO1597360
WILDER, ERIC ALANFINOP5662370

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WOBD, LLC

CRD#: 285537Westerville, OH 43081

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