Michael James Menzer
Professional Summary
Michael James Menzer, who also goes by Mike Menzer, is a registered financial advisor currently at WOBD, LLC located in Westerville, Ohio. Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 22, Series 7, Series 28, Series 39, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike Menzer
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
WOBD, LLC
Contact Information
Main Address
4960 East Dublin-granville Road Suite 500, Westerville, OH 43081Mailing Address
4960 East Dublin-granville Road Suite 500, Westerville, OH 43081Phone Number
(614) 741-7600Established
Ohio since 07/21/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (24 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/15/2019)
(1/23/2019)
(1/18/2019)
(12/26/2018)
(1/29/2019)
(5/1/2019)
(3/27/2019)
(2/4/2019)
(3/29/2019)
(1/25/2019)
(2/27/2019)
(4/5/2019)
(7/11/2019)
(5/2/2019)
(4/25/2019)
(12/19/2018)
(7/12/2017)
(1/31/2019)
(3/11/2019)
(4/25/2019)
(1/29/2019)
(4/18/2019)
(7/21/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Nov 2016About the Series 22 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Mar 2017About the Series 28 examSeries 39 — Direct Participation Programs Principal Examination
Passed Mar 2017About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael James Menzer's CRS (Customer Relationship Summary).
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