Steven R. Schroeder
STRATEGIC ADVISERS LLC | Financial Consultant
SLEEPY HOLLOW, IL
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CRD#: 5975679
Professional summary
Steven Robert Schroeder, CFP®, who also goes by Steve Robert Schroeder, Steven Robert Schroeder, Steven Schroeder, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Sleepy Hollow, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Oak Brook, Illinois.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Steven has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
As a CFP®, I partner with individuals and families to build and implement durable financial plans and strategies. My focus is to provide the support and resources needed to navigate the diverse markets clients encounter as they work to attain their goals of building, preserving and distributing their wealth. I live with my wife and two young boys in the Northwest suburbs and devote my free time to coaching youth sports.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Robert Schroeder | Steven Robert Schroeder | Steven Schroeder
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Robert Schroeder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
University of Illinois at Chicago
Bachelor of Arts (BA) - Finance
2012
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1415 W 22nd St Oak Brook Reg Twr Stes 100 & 90, Oak Brook, IL 60523-8416RIA
CRD#: 104555
SLEEPY HOLLOW, IL
Current
July 22, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Oak Brook Reg Twr 1415 W 22nd St Stes 100 & 900, Oak Brook, IL 60523BD
CRD#: 7784
Oak Brook, IL
Past
August 25, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
OAK BROOK, IL
Past
December 6, 2018 - July 8, 2020
TD AMERITRADE, INC.
RIA
CRD#: 7870
SCHAUMBURG, IL
Past
December 6, 2018 - July 8, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
Schaumburg, IL
Past
December 6, 2018 - July 8, 2020
TD AMERITRADE, INC.
BD
CRD#: 7870
SCHAUMBURG, IL
Past
June 23, 2016 - November 20, 2018
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
GENEVA, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/22/2020)
RR
California(2/12/2021)
RR
Colorado(6/4/2021)
RR
Florida(7/22/2020)
RR
Hawaii(4/18/2024)
RR
Illinois(7/22/2020)
IAR
Illinois(3/31/2025)
RR
Indiana(7/22/2020)
RR
Iowa(7/22/2020)
RR
Kansas(5/6/2022)
RR
Kentucky(7/22/2020)
RR
Maryland(9/29/2023)
RR
Michigan(7/22/2020)
RR
Minnesota(5/3/2024)
RR
Missouri(7/22/2020)
RR
New York(7/22/2020)
RR
North Carolina(2/12/2021)
RR
Ohio(4/5/2022)
RR
Pennsylvania(5/19/2023)
RR
South Carolina(3/4/2022)
RR
Tennessee(9/9/2022)
RR
Texas(3/4/2022)
IAR
Texas(3/31/2025)
RR
Washington(8/13/2021)
RR
Wisconsin(7/22/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Sleepy Hollow, ILTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
