Daniel Zweben
Professional summary
Daniel Zweben, who also goes by Daniel Isaac Zweben, is a registered financial professional currently at MOELIS & COMPANY LLC located in Los Angeles, California.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2011. Daniel has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Zweben's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2018 - Present
MOELIS & COMPANY LLC
Office #1: 10100 Santa Monica Blvd Suite 1600, Los Angeles, CA 90067July 8, 2014 - July 11, 2018
LAZARD FRERES & CO. LLC
October 17, 2011 - June 11, 2014
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/6/2018)
Exams
FINRA
Current Firm
MOELIS & COMPANY LLC
CRD#: 145115 / SEC#: , 8-67705
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOELIS & COMPANY GROUP LP | PARENT COMPANY | |
| CALLESANO, CHRIS PETER | CFO, PRINCIPAL OPERATIONS OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4889259 |
| MAHMOODZADEGAN, NAVID ALI | CHIEF EXECUTIVE OFFICER | 2609804 |
| MOELIS, KENNETH DAVID | EXECUTIVE CHAIRMAN | 1015047 |
| PILCHER CIAFONE, KATHERINE CELY | CHIEF OPERATING OFFICER | 4573006 |
| RAICH, JEFFREY ALAN | EXECUTIVE VICE CHAIRMAN | 2016620 |
| WATANABE, OSAMU RICHARD | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 2875185 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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