BK
Brian D. Koch
VOYA FINANCIAL ADVISORS
Akron, OH 44333
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CRD#: 5968894
BK
Professional summary
Brian David Koch, AIF® is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Akron, Ohio.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Brian has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT POSITION: INDEPENDENT INSURANCE AGENT NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2015 ADDRESS: 4040 Embassy Pkwy, Suite 140, Akron OH 44333, United States DESCRIPTION: SALE OF FIXED INSURANCE PRODUCTS. KOCH CUSHING FINANCIAL GROUP POSITION: Owner NATURE: We are in the process of changing our DBA name from D.P. Cushing & Associates to Koch Cushing Financial Group. Our business itself isn't changing or the structure of it, we are just changing the name we market as moving forward after approval. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/08/2024 ADDRESS: 4040 Embassy Pkwy, Suite 140, Akron OH 44333, United States DESCRIPTION: Financial advising, planning, and retirement planning. D.P. CUSHING & ASSOCIATES POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES/DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/2015 ADDRESS: 4040 Embassy Pkwy, Suite 140, Akron OH 44333, United States DESCRIPTION: SELL AND SERVICE FIXED INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.
CRS (Client Relationship Summary) - RIA
Click below to view Brian David Koch's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian David Koch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 21, 2016 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 4040 Embassy Parkway Suite 140, Akron, OH 44333RIA
BD
CRD#: 2882
Akron, OH
Current
December 1, 2015 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 4040 Embassy Parkway Suite 140, Akron, OH 44333RIA
BD
CRD#: 2882
Akron, OH
Past
February 5, 2015 - October 22, 2015
TRIAD ADVISORS LLC
BD
CRD#: 25803
Valley View, OH
Past
February 4, 2015 - October 22, 2015
LINEWEAVER WEALTH ADVISORS
RIA
CRD#: 173310
VALLEY VIEW, OH
Past
March 26, 2012 - February 5, 2015
SPC
RIA
CRD#: 110692
VALLEY VIEW, OH
Past
March 16, 2012 - February 5, 2015
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
VALLEY VIEW, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2025)
RR
Florida(1/3/2019)
RR
Georgia(11/4/2019)
RR
Michigan(12/8/2015)
RR
North Carolina(7/24/2023)
RR
Ohio(12/2/2015)
IAR
Ohio(1/21/2016)
RR
Pennsylvania(2/18/2022)
RR
Texas(5/31/2019)
IAR
Texas(6/2/2019)
RR
Virginia(1/29/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Akron, OH 44333TRUST BUT VERIFY
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