Justin A. Giuliano
CETERA INVESTMENT ADVISERS LLC
WESTBOROUGH, MA 01581
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CRD#: 5961666
Professional summary
Justin Anthony Giuliano, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Westborough, Massachusetts and CETERA ADVISORS LLC located in Westborough, Massachusetts.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Justin has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 04/2019, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 2) NAME OF OTHER BUSINESS: CCR WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Justin Anthony Giuliano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1800 West Park Dr Ste 150, Westborough, MA 01581RIA
CRD#: 105644
WESTBOROUGH, MA
Current
January 3, 2022 - Present
CETERA ADVISORS LLC
Office #1: 1800 West Park Dr Ste 150, Westborough, MA 01581BD
CRD#: 10299
Westborough, MA
Past
January 11, 2022 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
June 17, 2019 - March 16, 2020
TRIAD ADVISORS LLC
BD
CRD#: 25803
Westborough, MA
Past
April 8, 2019 - January 11, 2022
FINIVI INC.
RIA
CRD#: 292329
WESTBOROUGH, MA
Past
May 20, 2015 - March 21, 2019
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
BRAINTREE, MA
Past
February 5, 2015 - March 21, 2019
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
BRAINTREE, MA
Past
July 9, 2013 - February 5, 2015
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
August 15, 2011 - March 2, 2012
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2025)
RR
Arizona(1/2/2025)
RR
California(1/2/2025)
RR
Colorado(1/2/2025)
RR
Connecticut(1/2/2025)
RR
District of Columbia(1/2/2025)
RR
Florida(1/2/2025)
RR
Georgia(1/2/2025)
RR
Hawaii(1/2/2025)
RR
Kentucky(1/2/2025)
RR
Maine(1/2/2025)
RR
Massachusetts(1/3/2022)
IAR
Massachusetts(3/21/2024)
RR
Michigan(1/2/2025)
RR
Missouri(1/2/2025)
RR
New Hampshire(1/2/2025)
RR
New Jersey(1/2/2025)
RR
New York(1/2/2025)
RR
North Carolina(1/3/2025)
RR
Ohio(1/6/2025)
RR
Pennsylvania(1/2/2025)
RR
Rhode Island(1/2/2025)
RR
South Carolina(1/2/2025)
RR
Tennessee(1/2/2025)
RR
Texas(1/2/2025)
IAR
Texas(3/27/2025)
RR
Virginia(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Westborough, MA 01581TRUST BUT VERIFY
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