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SD

Sharon Dvir

CETERA INVESTMENT ADVISERS LLC
WEST PALM BEACH, FL 33401
Some features on this profile are disabled
CRD#: 5956431
SD

Professional summary

Sharon Dvir is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in West Palm Beach, Florida and CETERA INVESTMENT SERVICES LLC located in West Palm Beach, Florida.

Sharon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Sharon has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7TO, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharon Dvir's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 2, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 372 South Rosemary Avenue Suite 102, West Palm Beach, FL 33401
RIA
CRD#: 105644
WEST PALM BEACH, FL
Current

January 22, 2026 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 372 South Rosemary Avenue Suite 102, West Palm Beach, FL 33401
BD
CRD#: 15340
West Palm Beach, FL
Past

September 24, 2025 - December 15, 2025

VALLEY WEALTH MANAGERS, INC.

RIA
CRD#: 108879
West Palm Beach, FL
Past

September 15, 2025 - December 15, 2025

VALLEY FINANCIAL MANAGEMENT, INC.

BD
CRD#: 105387
West Palm Beach, FL
Past

August 1, 2017 - August 16, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
MOUNT LAUREL, NJ
Past

August 1, 2017 - August 16, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
LANCASTER, PA
Past

September 12, 2016 - July 10, 2017

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
NASHVILLE, TN
Past

January 6, 2015 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
NASHVILLE, TN
Past

January 6, 2015 - July 10, 2017

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
NASHVILLE, TN
Past

September 3, 2014 - December 11, 2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
PHILADELPHIA, PA
Past

September 3, 2014 - December 11, 2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
PHILADELPHIA, PA
Past

July 2, 2013 - August 14, 2014

CITIZENS SECURITIES, INC.

RIA
CRD#: 39550
PLYMOUTH MEETING, PA
Past

June 25, 2012 - August 14, 2014

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
PLYMOUTH MEETING, PA
Past

August 15, 2011 - April 23, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
LYNDHURST, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/22/2026)
RR
Florida
(1/22/2026)
IAR
Florida
(2/2/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/2/2025
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/21/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/23/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/15/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/15/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 10/7/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/12/2011
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644West Palm Beach, FL 33401

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