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NM

Nakul Mehta

CLEAR STREET LLC
West Palm Beach, FL 33401
Some features on this profile are disabled
CRD#: 5955911
NM

Professional summary

Nakul Mehta is a registered financial professional currently at CLEAR STREET LLC located in West Palm Beach, Florida.

Nakul is registered as a RR (Registered Representative) and started their career in finance in 2013. Nakul has worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nakul Mehta's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 14, 2025 - Present

CLEAR STREET LLC

Office #1: 101 N. Clematis Street Suite 200, West Palm Beach, FL 33401
BD
CRD#: 288933
West Palm Beach, FL
Past

June 2, 2023 - May 22, 2025

MJ CAPITAL PARTNERS, LLC

BD
CRD#: 150938
VENICE, CA
Past

November 14, 2014 - February 17, 2023

BTIG, LLC

BD
CRD#: 122225
New York, NY
Past

June 9, 2014 - November 3, 2014

MORGAN JOSEPH TRIARTISAN LLC

BD
CRD#: 10948
SAN FRANCISCO, CA
Past

October 11, 2013 - March 19, 2014

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/14/2025)
RR
Colorado
(5/14/2025)
RR
Connecticut
(5/14/2025)
RR
Delaware
(5/14/2025)
RR
Florida
(5/14/2025)
RR
Illinois
(5/14/2025)
RR
Massachusetts
(5/14/2025)
RR
New Jersey
(5/14/2025)
RR
New York
(5/14/2025)
RR
Pennsylvania
(5/14/2025)
RR
Texas
(5/14/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/8/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 6/7/2014
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 10/10/2013
Municipal Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CLEAR STREET LLC
CENTERPOINT SECURITIES | GLOBECS, LLC | CLEAR STREET, LLC | CLEAR STREET LLC | CLEAR STREET FUTURES

CRD#: 288933 / SEC#: , 8-69972

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
Mailing Address
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
Phone number
(646) 738-4066
Established
Delaware since 12/20/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CLEAR STREET HOLDINGS LLCSOLE CLASS A MEMBER
AUSUBEL, ELLI MARKDIRECTOR5715145
COHEN, URIEL EPHRAIMDIRECTOR4089765
HAMMERICH, DALF PAULHEAD OF SUPPORT4710381
MOCCIA, CHRISTY NOELCHIEF COMPLIANCE OFFICER4855629
OLIVEIRA, BRIANCFO/FINOP/PRINCIPAL FINANCIAL OFFICER5371120
SICKLICK, KENNETHDIRECTOR7418830
VOLZ, ANDREWDIRECTOR, CHIEF EXECUTIVE OFFICER4808674

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLEAR STREET LLC

CRD#: 288933West Palm Beach, FL 33401

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