TJ
Timothy G. Jaeger
EQUITABLE DISTRIBUTORS
Charlotte, NC 28262
Some features on this profile are disabled
CRD#: 5955800
TJ
Professional summary
Timothy Glenn Jaeger, who also goes by Glenn Jaeger, is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2011. Timothy has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Glenn Jaeger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Timothy Glenn Jaeger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 15, 2013 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 8501 Ibm Drive Suite 150, Charlotte, NC 28262BD
CRD#: 25900
Charlotte, NC
Past
August 22, 2011 - April 9, 2013
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
WALL, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/3/2015)
RR
Alaska(12/3/2015)
RR
Arizona(10/3/2016)
RR
Arkansas(10/3/2016)
RR
California(12/3/2015)
RR
Colorado(10/3/2016)
RR
Connecticut(10/3/2016)
RR
Delaware(10/3/2016)
RR
District of Columbia(10/3/2016)
RR
Florida(12/3/2015)
RR
Georgia(12/3/2015)
RR
Hawaii(10/3/2016)
RR
Idaho(10/3/2016)
RR
Illinois(10/3/2016)
RR
Indiana(10/3/2016)
RR
Iowa(10/3/2016)
RR
Kansas(10/3/2016)
RR
Kentucky(10/3/2016)
RR
Louisiana(12/3/2015)
RR
Maine(10/3/2016)
RR
Maryland(12/3/2015)
RR
Massachusetts(10/3/2016)
RR
Michigan(10/3/2016)
RR
Minnesota(10/3/2016)
RR
Mississippi(10/3/2016)
RR
Missouri(10/3/2016)
RR
Montana(12/3/2015)
RR
Nebraska(10/3/2016)
RR
Nevada(10/3/2016)
RR
New Hampshire(10/3/2016)
RR
New Jersey(4/15/2013)
RR
New Mexico(12/3/2015)
RR
New York(4/15/2013)
RR
North Carolina(10/3/2016)
RR
North Dakota(10/3/2016)
RR
Ohio(10/3/2016)
RR
Oklahoma(12/3/2015)
RR
Oregon(10/3/2016)
RR
Pennsylvania(10/3/2016)
RR
Puerto Rico(10/3/2016)
RR
Rhode Island(10/3/2016)
RR
South Carolina(10/3/2016)
RR
South Dakota(10/3/2016)
RR
Tennessee(10/3/2016)
RR
Texas(6/25/2013)
RR
Utah(10/3/2016)
RR
Vermont(10/3/2016)
RR
Virginia(4/21/2015)
RR
Washington(12/3/2015)
RR
West Virginia(4/21/2015)
RR
Wisconsin(12/3/2015)
RR
Wyoming(10/3/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ED
EQUITABLE DISTRIBUTORS, LLC
AXA DISTRIBUTORS, LLC | EQUITABLE DISTRIBUTORS, LLC | EQUITABLE DISTRIBUTORS, INC. | AXA PARTNERS, A BUSINESS UNIT OF AXA DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
8501 Ibm Drive, Suite 150, Charlotte, NC 28262
Mailing Address
1345 Avenue Of The Americas, New York, NY 10105
Phone number
(212) 314-2137
Established
Delaware since 01/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
