Douglas Richard Brooks
Professional Summary
Douglas Richard Brooks, who also goes by Douglas Brooks, is a registered financial advisor currently at TAHOE CAPITAL GROUP LLC located in Reno, Nevada. Douglas is registered as a RR (Registered Representative) and started their career in finance in 2011. Douglas has worked at 3 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Douglas Richard Brooks, Douglas Brooks
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
TAHOE CAPITAL GROUP LLC
Contact Information
Main Address
6121 Lakeside Drive Suite 150, Reno, NV 89511Mailing Address
6121 Lakeside Drive Suite 150, Reno, NV 89511Phone Number
(775) 665-4462Established
Nevada since 11/03/2025Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/17/2026)
(6/17/2026)
(7/7/2026)
(6/17/2026)
(5/19/2026)
(6/15/2026)
(8/3/2026)
(6/26/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Mar 2025About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Douglas Richard Brooks's CRS (Customer Relationship Summary).
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