Richard Matthew Daniels
Professional Summary
Richard Matthew Daniels, who also goes by Rick Daniels, Ricky Daniels, is a registered financial advisor currently at VIRTUS CAPITAL MARKETS LLC located in Stamford, Connecticut and SIGNUM GROWTH CAPITAL LLC located in Goshen, Connecticut. Richard is registered as a RR (Registered Representative) and started their career in finance in 2011. Richard has worked at 28 firms and has passed the SIE, Series 99TO and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rick Daniels, Ricky Daniels
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
ALDER SECURITIES LLC | ARTA FINANCE SECURITIES LLC
Contact Information
Main Address
179 N. Maple Avenue, Greenwich, CT 06830Mailing Address
179 N. Maple Avenue, Greenwich, CT 06830Phone Number
(917) 837-6572Established
Delaware since 03/29/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/28/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard Matthew Daniels's CRS (Customer Relationship Summary).
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