MM
Michael Martinelli
CENTAURUS FINANCIAL
Conshohocken, PA 19428
Some features on this profile are disabled
CRD#: 5954407
MM
Professional summary
Michael Martinelli, who also goes by E Michael Martinelli, E Michael Martinelli, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Conshohocken, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
E Michael Martinelli | E Michael Martinelli
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REPRESENTATIVE, MICHAEL MARTINELLI, 1101 FAYETTE STREET, CONSHOHOCKEN, PA 19428, FIXED LIFE INSURANCE, NON INVESTMENT RELATED SINCE 1/1/2014. OWNER, MARTINELLI FINANCIAL SERVICES, 1101 FAYETTE STREET, CONSHOHOCKEN, PA 19428. INVESTMENT RELATED SINCE 12/2013 AND I SPEND APPROX. 50+ HOURS PER MONTH ON THIS ACTIVITY. THIS IS MY DBA.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Martinelli's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Martinelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 2017 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1101 Fayette Street, Conshohocken, PA 19428RIA
BD
CRD#: 30833
Conshohocken, PA
Current
March 30, 2017 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1101 Fayette Street, Conshohocken, PA 19428RIA
BD
CRD#: 30833
Conshohocken, PA
Past
March 25, 2017 - April 6, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
CONSHOHOCKEN, PA
Past
March 25, 2017 - April 6, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
CONSHOHOCKEN, PA
Past
February 19, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
CONSHOHOCKEN, PA
Past
February 10, 2014 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
CONSHOHOCKEN, PA
Past
December 3, 2012 - December 23, 2013
HARTFORD FUNDS DISTRIBUTORS, LLC
BD
CRD#: 45995
RADNOR, PA
Past
April 3, 2012 - December 3, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
RADNOR, PA
Past
November 2, 2011 - March 8, 2012
PACER FINANCIAL, INC.
BD
CRD#: 137040
PAOLI, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(3/30/2017)
IAR
Delaware(4/10/2017)
RR
Florida(5/8/2018)
IAR
Florida(9/20/2018)
IAR
Georgia(9/11/2025)
RR
Idaho(10/27/2023)
IAR
Idaho(10/27/2023)
IAR
Maryland(1/9/2024)
RR
New Jersey(10/10/2017)
IAR
New Jersey(1/8/2018)
RR
Pennsylvania(3/30/2017)
IAR
Pennsylvania(3/30/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
