Timothy Smith Eismeier
Professional Summary
Timothy Smith Eismeier, who also goes by Tim Smith Eismeiera, is a registered financial advisor currently at NW CAPITAL MARKETS INC. located in Bloomfield, New Jersey. Timothy is registered as a RR (Registered Representative) and started their career in finance in 2011. Timothy has worked at 1 firm and has passed the Series 63, SIE, Series 50 and Series 52 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tim Smith Eismeiera
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
NW CAPITAL MARKETS INC. | WINDSOR FINANCIAL GROUP/DE, INC.
Contact Information
Main Address
522 Broad Street, Bloomfield, NJ 07003Mailing Address
522 Broad Street, Bloomfield, NJ 07003Phone Number
(201) 656-0115Established
Delaware since 05/27/1986Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/30/2011)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Mar 2017About the Series 50 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Timothy Smith Eismeier's CRS (Customer Relationship Summary).
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