Howard Hamilton Mackey Iii
Professional Summary
Howard Hamilton Mackey III, who also goes by Howard Hamilton Mackey III, is a registered financial advisor currently at NW CAPITAL MARKETS INC. located in Bloomfield, New Jersey. Howard is registered as a RR (Registered Representative) and started their career in finance in 1982. Howard has worked at 10 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 50, Series 55, Series 3, Series 7, Series 53, Series 27...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Howard Hamilton Mackey Iii
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
NW CAPITAL MARKETS INC. | WINDSOR FINANCIAL GROUP/DE, INC.
Contact Information
Main Address
522 Broad Street, Bloomfield, NJ 07003Mailing Address
522 Broad Street, Bloomfield, NJ 07003Phone Number
(201) 656-0115Established
Delaware since 05/27/1986Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/4/2018)
(3/11/2021)
(10/3/2016)
(3/16/2023)
(9/4/2018)
(10/3/2016)
(10/3/2016)
(9/4/2018)
(10/3/2016)
(9/4/2018)
(9/4/2018)
(10/3/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Jan 2017About the Series 50 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Feb 2001SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Howard Hamilton Mackey III's CRS (Customer Relationship Summary).
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