Lisa Joy Petrosky-muckle
Professional Summary
Lisa Joy Petrosky-muckle, who also goes by Lisa Joy Gawley, Lisa Joy Petrosky, is a registered financial advisor currently at NW CAPITAL MARKETS INC. located in Bloomfield, New Jersey. Lisa is registered as a RR (Registered Representative) and started their career in finance in 1998. Lisa has worked at 1 firm and has passed the Series 63, Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lisa Joy Gawley, Lisa Joy Petrosky
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
NW CAPITAL MARKETS INC. | WINDSOR FINANCIAL GROUP/DE, INC.
Contact Information
Main Address
522 Broad Street, Bloomfield, NJ 07003Mailing Address
522 Broad Street, Bloomfield, NJ 07003Phone Number
(201) 656-0115Established
Delaware since 05/27/1986Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/28/1998)
(5/28/1999)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Lisa Joy Petrosky-muckle's CRS (Customer Relationship Summary).
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