Alexander E Evans
Professional Summary
Alexander E Evans, who also goes by Alex Evans, Alexander Evans, is a registered financial advisor currently at IMPERII SECURITIES LLC located in San Francisco, California. Alexander is registered as a RR (Registered Representative) and started their career in finance in 2014. Alexander has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alex Evans, Alexander Evans
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
IMPERII PARTNERS | IMPERII SECURITIES LLC
Contact Information
Main Address
580 California Street Suite 1200, San Francisco, CA 94104Mailing Address
580 California Street Suite 1200, San Francisco, CA 94104Phone Number
(415) 489-0827Established
Delaware since 03/30/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/16/2022)
(11/14/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed May 2014About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alexander E Evans's CRS (Customer Relationship Summary).
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