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AS

Anthony Scuderi

IMPERII SECURITIES
SAN FRANCISCO, CA
·CRD# 4801031·22 years experience

Professional Summary

Anthony Scuderi, who also goes by Anthony Christopher Scuderi, is a registered financial advisor currently at IMPERII SECURITIES LLC located in San Francisco, California. Anthony is registered as a RR (Registered Representative) and started their career in finance in 2004. Anthony has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony Christopher Scuderi

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

IMPERII SECURITIES LLC·CRD# 315756
BD
1. 580 California Street Suite 1200, San Francisco, CA 941042. 580 California Street, Suite 1200, San Francisco, CA 94014
July 18, 2022 - Present
FINALIS SECURITIES LLC·CRD# 305908
BD
New York, NY
November 23, 2020 - July 29, 2022
EMERSON EQUITY LLC·CRD# 130032
BD
San Mateo, CA
August 15, 2019 - November 24, 2020
KEEFE, BRUYETTE & WOODS, INC.·CRD# 481
BD
San Francisco, CA
August 17, 2004 - April 19, 2018

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Current Firm

IS
IMPERII SECURITIES LLC

IMPERII PARTNERS | IMPERII SECURITIES LLC

CRD#: 315756 / SEC#: 8-70817
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

580 California Street Suite 1200, San Francisco, CA 94104

Mailing Address

580 California Street Suite 1200, San Francisco, CA 94104

Phone Number

(415) 489-0827

Established

Delaware since 03/30/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
IMPERII PARTNERS LLCSOLE OWNER—
COLLINS, ELIZABETH SARAHFINOP4714831
SCUDERI, ANTHONY CHRISTOPHERMANAGING MEMBER, CCO4801031

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/20/2022)
RR
Colorado
(7/21/2022)
RR
New York
(11/12/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2004About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Feb 2020About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2004About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2021About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Anthony Scuderi's CRS (Customer Relationship Summary).

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