Benny J. Stewart

ON INVESTMENT MANAGEMENT CO

Lee's Summitt, MO 64064

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CRD#: 5951317

Professional summary

Benny J Stewart, who also goes by Benny Joseph Stewart, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Lee's Summitt, Missouri and THE O.N. EQUITY SALES COMPANY located in Lee's Summit, Missouri.

Benny is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Benny has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benny Joseph Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). Insurance Sales; 2641 NE MCBaine Drive, Lees Summit, MO 64064; not investment related; Agent; 04/01/2019-present; 40 hours/month (40 during securities trading hours); write insurance business. 2). McGill, Rediger & Simmons, LLC; 1055 N. 115th Street, Omaha, NE 68154; not investment related; 04/01/2019-present; agent; 4 hours/month (4 during securities trading hours); write insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benny J Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2019 - Present

ON INVESTMENT MANAGEMENT CO

Office #1: 2641 Ne Mcbaine Drive, Lee's Summitt, MO 64064

RIA

CRD#: 105662

Lee's Summitt, MO

Current

April 15, 2019 - Present

THE O.N. EQUITY SALES COMPANY

Office #1: 2641 Ne Mcbaine Drive, Lee's Summit, MO 64064

CRD#: 2936

Lee's Summit, MO

Past

January 23, 2015 - February 28, 2019

EDWARD JONES

RIA

CRD#: 250

INDEPENDENCE, MO

Past

January 23, 2015 - February 28, 2019

EDWARD JONES

CRD#: 250

INDEPENDENCE, MO

Past

November 2, 2011 - December 2, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LEAWOOD, KS

Past

August 29, 2011 - December 2, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LEAWOOD, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ON INVESTMENT MANAGEMENT CO

CRD#: 105662 / SEC#: 801-7941

RIA

Registered Investment Advisory firm - (11/14/1971 Approved)

Alabama

Registered Investment Advisory firm - (4/15/2002 Terminated)

District of Columbia

Registered Investment Advisory firm - (2/9/2001 Terminated)

Georgia

Registered Investment Advisory firm - (4/15/2002 Terminated)

Indiana

Registered Investment Advisory firm - (12/9/2002 Terminated)

Maine

Registered Investment Advisory firm - (4/19/2002 Terminated)

Maryland

Registered Investment Advisory firm - (4/15/2002 Terminated)

Michigan

Registered Investment Advisory firm - (1/8/2002 Terminated)

North Carolina

Registered Investment Advisory firm - (4/15/2002 Terminated)

South Carolina

Registered Investment Advisory firm - (4/15/2002 Terminated)

West Virginia

Registered Investment Advisory firm - (1/31/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/15/2022)

IAR

Alabama
(1/4/2024)

Alaska
(3/11/2022)

Arizona
(4/6/2022)

IAR

Arizona
(12/20/2022)

Arkansas
(2/8/2022)

IAR

Arkansas
(2/8/2022)

California
(3/11/2022)

IAR

California
(10/25/2023)

Colorado
(2/4/2021)

IAR

Colorado
(11/30/2022)

IAR

District of Columbia
(6/20/2024)

Florida
(3/11/2022)

IAR

Florida
(7/10/2024)

Georgia
(3/11/2022)

Illinois
(4/1/2022)

Iowa
(3/11/2022)

IAR

Iowa
(4/19/2022)

Kansas
(4/15/2019)

IAR

Kansas
(5/23/2019)

IAR

Louisiana
(6/2/2023)

Maryland
(3/11/2022)

Missouri
(5/7/2019)

IAR

Missouri
(5/10/2019)

New Mexico
(3/10/2022)

New York
(3/10/2022)

North Carolina
(3/15/2022)

Ohio
(3/10/2022)

IAR

Ohio
(1/3/2024)

IAR

Oklahoma
(3/1/2022)

Oklahoma
(3/22/2022)

Oregon
(4/8/2022)

IAR

Oregon
(10/26/2023)

Pennsylvania
(3/11/2022)

Texas
(3/14/2022)

IAR

Texas
(2/22/2023)

Utah
(4/5/2022)

Virginia
(3/10/2022)

IAR

Virginia
(4/5/2024)

IAR

Washington
(1/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/28/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/26/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ON INVESTMENT MANAGEMENT CO

CRD#: 105662 / SEC#: 801-7941

RIA

Registered Investment Advisory firm - (11/14/1971 Approved)

Alabama

Registered Investment Advisory firm - (4/15/2002 Terminated)

District of Columbia

Registered Investment Advisory firm - (2/9/2001 Terminated)

Georgia

Registered Investment Advisory firm - (4/15/2002 Terminated)

Indiana

Registered Investment Advisory firm - (12/9/2002 Terminated)

Maine

Registered Investment Advisory firm - (4/19/2002 Terminated)

Maryland

Registered Investment Advisory firm - (4/15/2002 Terminated)

Michigan

Registered Investment Advisory firm - (1/8/2002 Terminated)

North Carolina

Registered Investment Advisory firm - (4/15/2002 Terminated)

South Carolina

Registered Investment Advisory firm - (4/15/2002 Terminated)

West Virginia

Registered Investment Advisory firm - (1/31/2002 Terminated)

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Contact information

Main Address

One Financial Way, Cincinnati, OH 45242

Mailing Address

P.o. Box 371, Cincinnati, OH 45201-0371

Phone number

(855) 262-0913

Established

Firm type

Fiscal year end

# of Employees

3,193

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ONIMCO-52 FIRM BROCHURE ADV 2A 05-14-2025 (5/14/2025)

ONIMCO-52 FIRM BROCHURE ADV 2A 03-26-2025 (5/14/2025)

Regulatory assets under management

Total Number of Accounts	12,053
AUM (Assets Under Management)	$ 2,376,953,646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Benny J. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benny J Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE O.N. EQUITY SALES COMPANY

EDWARD JONES

EDWARD JONES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ON INVESTMENT MANAGEMENT CO

State Registrations and Notice Filings

Exams

Series 66

Date: 10/28/2011

SIE

Date: 10/1/2018

Series 7

Date: 8/26/2011

FINRA

Current Firm

ON INVESTMENT MANAGEMENT CO

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ON INVESTMENT MANAGEMENT CO

TRUST BUT VERIFY

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