Ryan E. Logue

ZANBATO SECURITIES LLC

Mountain View, CA 94043

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CRD#: 5949656

Professional summary

Ryan Emmet Logue is a registered financial professional currently at ZANBATO SECURITIES LLC located in Mountain View, California.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2014. Ryan has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 99 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Emmet Logue's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2024 - Present

ZANBATO SECURITIES LLC

Office #1: 711 / 715 N. Shoreline Blvd., Mountain View, CA 94043

CRD#: 279028

Mountain View, CA

Past

September 30, 2020 - May 10, 2022

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

July 10, 2020 - September 30, 2020

SOLIUM FINANCIAL SERVICES LLC

CRD#: 147933

WOODCLIFF LAKE, NJ

Past

June 12, 2017 - September 24, 2018

NPM SECURITIES, LLC

CRD#: 168469

New York, NY

Past

August 19, 2015 - September 24, 2018

NFSTX, LLC

CRD#: 172583

New York, NY

Past

October 28, 2014 - September 17, 2015

GENESIS GLOBAL TRADING, INC

CRD#: 136962

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/9/2025)

Connecticut
(1/10/2025)

Florida
(3/10/2025)

Massachusetts
(2/5/2025)

New York
(1/9/2025)

Rhode Island
(11/22/2024)

Texas
(3/10/2025)

Washington
(2/5/2025)

Exams

State Security Law Exam

Series 63

Date: 1/8/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/24/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/24/2017

General Securities Representative Examination

General Industry/Product Exam

Series 99

Date: 10/28/2014

Operations Professional Examination

Principal/Supervisory Exam

Series 24

Date: 3/29/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ZANBATO SECURITIES LLC

CRD#: 279028 / SEC#: , 8-69654

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

711 / 715 N. Shoreline Blvd., Mountain View, CA 94043

Mailing Address

711 / 715 N. Shoreline Blvd., Mountain View, CA 94043

Phone number

(650) 557-2333

Established

Delaware since 06/17/2015

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (41 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ZANBATO HOLDING COMPANY LLC	MEMBER
FITZGERALD, HEATHER	CFO	4427665
RAFFERTY, MARIANNE	CCO	1982973
SAND, KNUT NICOLAI	CEO	6115928
WRIGHT, GREGORY LANCE	PRESIDENT	1564124

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan E. Logue

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Emmet Logue's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

SOLIUM FINANCIAL SERVICES LLC

NPM SECURITIES, LLC

NFSTX, LLC

GENESIS GLOBAL TRADING, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/8/2025

SIE

Date: 9/24/2018

Series 7

Date: 1/24/2017

Series 99

Date: 10/28/2014

Series 24

Date: 3/29/2021

FINRA

Current Firm

ZANBATO SECURITIES LLC

Contact information

FINRA licenses (41 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ZANBATO SECURITIES LLC

TRUST BUT VERIFY

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