Kevin Mcnutt

PINE DISTRIBUTORS LLC

NEW YORK, NY 10019

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CRD#: 5948303

Professional summary

Kevin Mcnutt, CIMA® is a registered financial professional currently at PINE DISTRIBUTORS LLC located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2011. Kevin has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Mcnutt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

January 5, 2025 - Present

PINE DISTRIBUTORS LLC

Office #1: 1633 Broadway Floor 48, New York, NY 10019

CRD#: 323408

NEW YORK, NY

Past

December 10, 2018 - May 17, 2024

CAIS CAPITAL LLC

CRD#: 154512

NEW YORK, NY

Past

October 16, 2015 - December 3, 2018

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Past

March 27, 2014 - October 14, 2015

PGIM INVESTMENTS LLC

RIA

CRD#: 105670

NEWARK, NJ

Past

March 21, 2014 - October 14, 2015

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

April 29, 2013 - March 10, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

April 29, 2013 - March 10, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PENNINGTON, NJ

Past

April 16, 2012 - March 25, 2013

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

EDISON, NJ

Past

December 22, 2011 - March 25, 2013

EQUITABLE ADVISORS, LLC

CRD#: 6627

EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/5/2025)

Connecticut
(1/5/2025)

Delaware
(1/5/2025)

District of Columbia
(1/5/2025)

Florida
(1/5/2025)

Georgia
(1/5/2025)

Kentucky
(1/5/2025)

Maryland
(1/5/2025)

Massachusetts
(1/5/2025)

Mississippi
(1/5/2025)

New Jersey
(1/5/2025)

New York
(1/5/2025)

North Carolina
(1/5/2025)

Pennsylvania
(1/5/2025)

South Carolina
(1/5/2025)

Tennessee
(1/5/2025)

Virginia
(1/5/2025)

West Virginia
(1/5/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/12/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Mailing Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Phone number

(720) 651-8092

Established

Delaware since 08/30/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PINE ADVISOR SOLUTIONS LLC	MEMBER
FAIRBANKS, MARK ALAN	PRESIDENT	1847318
LEVESQUE, DARYN	COO	6482085
MOSCARITOLO, SUSAN KALLAI	CCO	2618909
WAGSTAFF, CONNER FRED III	FINOP	1427591
WOODCOCK, ALEXANDER JAMES	PFO	6454017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin Mcnutt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Mcnutt's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAIS CAPITAL LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

PGIM INVESTMENTS LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/12/2012

SIE

Date: 10/1/2018

Series 7

Date: 12/21/2011

FINRA

Current Firm

PINE DISTRIBUTORS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PINE DISTRIBUTORS LLC

TRUST BUT VERIFY

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