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KM

Kevin Mcnutt

PINE DISTRIBUTORS
NEW YORK, NY 10019
CRD#: 5948303
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KM
Kevin McnuttPINE DISTRIBUTORS

Professional summary

Kevin Mcnutt, CIMA® is a registered financial professional currently at PINE DISTRIBUTORS LLC located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2011. Kevin has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Mcnutt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

January 5, 2025 - Present

PINE DISTRIBUTORS LLC

Office #1: 1633 Broadway Floor 48, New York, NY 10019
BD
CRD#: 323408
NEW YORK, NY
Past

December 10, 2018 - May 17, 2024

CAIS CAPITAL LLC

BD
CRD#: 154512
NEW YORK, NY
Past

October 16, 2015 - December 3, 2018

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
NEW YORK, NY
Past

March 27, 2014 - October 14, 2015

PGIM INVESTMENTS LLC

RIA
CRD#: 105670
NEWARK, NJ
Past

March 21, 2014 - October 14, 2015

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

April 29, 2013 - March 10, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PENNINGTON, NJ
Past

April 29, 2013 - March 10, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PENNINGTON, NJ
Past

April 16, 2012 - March 25, 2013

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
EDISON, NJ
Past

December 22, 2011 - March 25, 2013

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/5/2025)
RR
Delaware
(1/5/2025)
RR
District of Columbia
(1/5/2025)
RR
Florida
(1/5/2025)
RR
Georgia
(1/5/2025)
RR
Kentucky
(1/5/2025)
RR
Maryland
(1/5/2025)
RR
Massachusetts
(1/5/2025)
RR
Mississippi
(1/5/2025)
RR
New York
(1/5/2025)
RR
North Carolina
(1/5/2025)
RR
South Carolina
(1/5/2025)
RR
Tennessee
(1/5/2025)
RR
Virginia
(1/5/2025)
RR
West Virginia
(1/5/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/12/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/21/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PINE DISTRIBUTORS LLC
PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Phone number
(720) 651-8092
Established
Delaware since 08/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINE DISTRIBUTORS LLC

CRD#: 323408New York, NY 10019

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