David Dominguez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Dominguez, who also goes by David Dominguez Jr, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2011. David had worked at 3 firms and has passed the Series 56 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2012 - January 17, 2013
WTS PROPRIETARY TRADING GROUP LLC
August 14, 2012 - September 12, 2012
T3 TRADING GROUP, LLC
November 29, 2011 - April 26, 2012
COASTAL TRADE SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 11/28/2011
Proprietary Trader Qualification ExaminationCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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