Christopher Roberts
Professional Summary
Christopher Roberts, who also goes by Christopher M Roberts, Christopher Matthew Roberts, is a registered financial advisor currently at OPTIVER EXECUTION SERVICES LLC located in New York, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2019. Christopher has worked at 5 firms and has passed the Series 63, Series 3, Series 57TO, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher M Roberts, Christopher Matthew Roberts
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
7 years in the financial services industry
Current & Past Employments
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Current Firm
OPTIVER EXECUTION SERVICES LLC
Contact Information
Main Address
130 E Randolph Street Suite 800, Chicago, IL 60601Mailing Address
130 E Randolph Street Suite 800, Chicago, IL 60601Phone Number
(312) 821-9500Established
Illinois since 07/29/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Roberts's CRS (Customer Relationship Summary).
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