Jodi S. Rosenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jodi Schenkler Rosenberg, who also goes by Jodi Schenkler Rodenberg, Jodi Debra Schenkler, was a registered financial professional .
Jodi is a previously registered financial professional and started their career in finance in 2011. Jodi had worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 22 and Series 28 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2016 - July 29, 2026
DOUGLAS SCOTT SECURITIES, INC.
October 4, 2011 - January 7, 2016
DOUGLAS SCOTT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 99TO
Passed: 1/2/2023
Operations Professional ExaminationSeries 22
Passed: 10/3/2011
Series 28
Passed: 8/30/2017
Current Firm
DOUGLAS SCOTT SECURITIES, INC.
CRD#: 39032 / SEC#: , 8-48506
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
