Jeffrey Douglas Mann
Professional Summary
Jeffrey Douglas Mann is a registered financial advisor currently at DOUGLAS SCOTT SECURITIES, INC. located in Plano, Texas. Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1993. Jeffrey has worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
ORION WEALTH MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VOYA FINANCIAL ADVISORS, INC.
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
ORION WEALTH MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VOYA FINANCIAL ADVISORS, INC.
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
ORION WEALTH MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VOYA FINANCIAL ADVISORS, INC.
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
ORION WEALTH MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VOYA FINANCIAL ADVISORS, INC.
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Years of Experience
33 years in the financial services industry
Current & Past Employments
Similar Advisors
ORION WEALTH MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VOYA FINANCIAL ADVISORS, INC.
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Current Firm
DOUGLAS SCOTT SECURITIES, INC.
Contact Information
Main Address
1700 Alma Dr Suite 110a, Plano, TX 75075Mailing Address
1700 Alma Dr Suite 110a, Plano, TX 75075Phone Number
(972) 235-8468Established
Texas since 07/17/1995Firm Type
CorporationFiscal Year End
OctoberFirm Size
SmallFINRA licenses (29 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Civil Event
1Similar Advisors
ORION WEALTH MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VOYA FINANCIAL ADVISORS, INC.
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
ORION WEALTH MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VOYA FINANCIAL ADVISORS, INC.
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
State Registrations and Notice Filings
(11/18/1997)
(6/27/1997)
(12/18/1995)
(12/21/1995)
(1/28/2019)
(2/23/1996)
(7/9/1997)
(6/30/1997)
(3/4/2021)
(10/1/2008)
(2/26/2019)
(7/16/1997)
(5/6/1996)
(2/29/1996)
(3/2/1999)
(10/30/1997)
(1/20/2005)
(10/21/1997)
(1/30/1996)
(3/21/1996)
(6/26/1997)
(7/11/1997)
(7/16/1997)
(10/16/1997)
(9/12/1995)
(7/11/1997)
(11/10/1997)
(7/31/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Dec 1993About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed Sep 1995About the Series 39 examSRO Registrations
Similar Advisors
ORION WEALTH MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VOYA FINANCIAL ADVISORS, INC.
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Douglas Mann's CRS (Customer Relationship Summary).
Similar Advisors
ORION WEALTH MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VOYA FINANCIAL ADVISORS, INC.
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
