Eric Ryan Keltner
Professional Summary
Eric Ryan Keltner is a registered financial advisor currently at DOUGLAS SCOTT SECURITIES, INC. located in Plano, Texas. Eric is registered as a RR (Registered Representative) and started their career in finance in 2005. Eric has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 22, Series 28 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
DOUGLAS SCOTT SECURITIES, INC.
Contact Information
Main Address
1700 Alma Dr Suite 110a, Plano, TX 75075Mailing Address
1700 Alma Dr Suite 110a, Plano, TX 75075Phone Number
(972) 235-8468Established
Texas since 07/17/1995Firm Type
CorporationFiscal Year End
OctoberFirm Size
SmallFINRA licenses (29 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Civil Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/29/2006)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Mar 2005About the Series 22 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Mar 2007About the Series 28 examSeries 39 — Direct Participation Programs Principal Examination
Passed Aug 2005About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Eric Ryan Keltner's CRS (Customer Relationship Summary).
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