Paul H. Taylor
Professional summary
Paul Howard Taylor, who also goes by Paul H Taylor, is a registered financial professional currently at CITIZENS JMP SECURITIES, LLC located in Charlotte, North Carolina.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2013. Paul has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Howard Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2023 - Present
CITIZENS JMP SECURITIES, LLC
Office #1: 4250 Congress Street Suite 300, Charlotte, NC 28209May 17, 2021 - August 1, 2023
CITIZENS CAPITAL MARKETS
July 11, 2014 - June 23, 2017
WELLS FARGO SECURITIES, LLC
October 31, 2013 - August 8, 2014
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2023)
Exams
Series 79TO
Date: 5/17/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CITIZENS JMP SECURITIES, LLC
CRD#: 22208 / SEC#: , 8-39613
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JMP HOLDING LLC | PARENT COMPANY | |
| CONROY, WALTER IVOR | GENERAL COUNSEL | 6641487 |
| GREGORY, JOHN | PRESIDENT | 4600619 |
| JACKSON, RAYMOND SIVA | CHIEF FINANCIAL OFFICER | 5563363 |
| MANNING, SIMON STONE | SENIOR REGISTERED OPTIONS PRINCIPAL (SROP) | 1941279 |
| MCLAUGHLIN, BRENDAN | CHIEF COMPLIANCE OFFICER | 2562815 |
| O'DAY, JAMES CORTLAND | HEAD OF EQUITIES | 5618215 |
| SLADER, GAVIN WILLEY | HEAD OF INVESTMENT BANKING | 4130019 |
| SPURR, JEFFREY HOLMES | HEAD OF RESEARCH | 1384716 |
| SUCHY, GREGORY JOHN | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 5907019 |
| WHITEHEAD, AIDAN PETER | HEAD OF TRADING & SALES TRADING | 2474257 |
| XIAO, ZHUO VIVIAN XUAN | FINOP | 5121578 |
Disclosures
| Regulatory Event | 6 |
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