CA

Christian J. Abraham

THRIVE CAPITAL MANAGEMENT
Fort Washington, PA 19034
Some features on this profile are disabled
CRD#: 5927990
CA

Professional summary


Christian Joseph Abraham, who also goes by Christian Abraham, is a registered financial advisor currently at THRIVE CAPITAL MANAGEMENT, LLC located in Fort Washington, Pennsylvania.

Christian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Christian has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Christian Abraham

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Christian Joseph Abraham's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 19, 2023 - Present

THRIVE CAPITAL MANAGEMENT, LLC

Office #1: 500 W Office Center Drive Suite 300, Fort Washington, PA 19034
RIA
CRD#: 281347
Fort Washington, PA
Past

August 13, 2022 - November 3, 2023

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
Langhorne, PA
Past

March 24, 2022 - November 3, 2023

UNITED CAPITAL FINANCIAL ADVISORS

RIA
CRD#: 134600
Langhorne, PA
Past

September 14, 2015 - September 22, 2020

SEI INVESTMENTS MANAGEMENT CORP

RIA
CRD#: 105146
OAKS, PA
Past

September 14, 2015 - September 22, 2020

SEI INVESTMENTS DISTRIBUTION CO.

BD
CRD#: 10690
OAKS, PA
Past

November 18, 2013 - August 31, 2015

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
JENKINTOWN, PA
Past

November 18, 2013 - August 31, 2015

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
JENKINTOWN, PA
Past

January 17, 2013 - November 5, 2013

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
PHILADELPHIA, PA
Past

August 15, 2011 - November 5, 2013

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
PHILADELPHIA, PA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
THRIVE CAPITAL MANAGEMENT, LLC
OPTIMAL WEALTH SERVICES | THRIVE CAPITAL MANAGEMENT, LLC

CRD#: 281347 / SEC#: 801-119936

RIA
Registered Investment Advisory firm - (12/7/2020 Approved)
Florida
Registered Investment Advisory firm - (12/10/2020 Terminated)
New Jersey
Registered Investment Advisory firm - (12/31/2020 Terminated)
Pennsylvania
Registered Investment Advisory firm - (12/11/2020 Terminated)
Texas
Registered Investment Advisory firm - (12/10/2020 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(3/26/2026)
IAR
Pennsylvania
(10/19/2023)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/13/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 3/13/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


TC
THRIVE CAPITAL MANAGEMENT, LLC
OPTIMAL WEALTH SERVICES | THRIVE CAPITAL MANAGEMENT, LLC

CRD#: 281347 / SEC#: 801-119936

RIA
Registered Investment Advisory firm - (12/7/2020 Approved)
Florida
Registered Investment Advisory firm - (12/10/2020 Terminated)
New Jersey
Registered Investment Advisory firm - (12/31/2020 Terminated)
Pennsylvania
Registered Investment Advisory firm - (12/11/2020 Terminated)
Texas
Registered Investment Advisory firm - (12/10/2020 Terminated)
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Contact information


Main Address
500 W Office Center Drive Suite 300, Fort Washington, PA 19034
Mailing Address
Phone number
(800) 516-5861
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (12 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts2,494
AUM (Assets Under Management)$ 397,680,145

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THRIVE CAPITAL MANAGEMENT, LLC

CRD#: 281347Fort Washington, PA 19034

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