Douglas A. Palmer
Professional summary
Douglas Alan Palmer, AIF®, who also goes by Doug Palmer, Douglas Palmer, is a registered financial advisor currently at CGI PLAN ADVISORS, INC. located in Frazer, Pennsylvania.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Douglas has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Alan Palmer's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2021 - Present
CGI PLAN ADVISORS, INC.
Office #1: 601 Swedesford Rd, Swedesford Corporate Center, Frazer, PA 19355October 12, 2015 - December 18, 2020
COMMONWEALTH FINANCIAL NETWORK
October 12, 2015 - December 18, 2020
COMMONWEALTH FINANCIAL NETWORK
June 5, 2013 - September 8, 2015
PNC WEALTH MANAGEMENT LLC
June 5, 2013 - September 8, 2015
PNC WEALTH MANAGEMENT LLC
February 1, 2013 - May 23, 2013
INVESCO ADVISERS, INC.
February 1, 2012 - May 23, 2013
INVESCO DISTRIBUTORS, INC.
Primary Firm SEC Registration
CGI PLAN ADVISORS, INC.
CRD#: 311275 / SEC#: 801-119874
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/16/2021)
Exams
Current Firm
CGI PLAN ADVISORS, INC.
CRD#: 311275 / SEC#: 801-119874
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 211,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
