Carl A. Vergari
Professional summary
Carl Andrew Vergari, who also goes by C.a. Vergari, Carl Andrew Vergari, is a registered financial professional currently at TRADEWEB DIRECT LLC located in New York, New York and TRADEWEB LLC located in New York, New York.
Carl is registered as a RR (Registered Representative) and started their career in finance in 2012. Carl has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carl Andrew Vergari's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2025 - Present
TRADEWEB DIRECT LLC
Office #1: 245 Park Avenue Floor 30, New York, NY 10167May 12, 2025 - Present
TRADEWEB LLC
Office #1: 245 Park Avenue 30th Floor, New York, NY 10167May 15, 2024 - December 12, 2024
TP ICAP GLOBAL MARKETS AMERICAS LLC
December 20, 2021 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
December 20, 2021 - August 25, 2023
TP ICAP GLOBAL MARKETS AMERICAS LLC
October 19, 2021 - December 12, 2024
LIQUIDNET, INC.
January 6, 2014 - November 2, 2020
TRADITION SECURITIES AND DERIVATIVES LLC
April 20, 2012 - September 25, 2014
STANDARD CREDIT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2025)
Exams
FINRA
Current Firm
TRADEWEB LLC
CRD#: 42759 / SEC#: , 8-49994
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEWEB GLOBAL LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER | 4291263 |
| PITTINSKY, JONATHAN DAVID | DIRECTOR OF FINANCIAL OPERATIONS, FIN-OP PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Red Flags
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