Joshua M. Nelms
Professional summary
Joshua Minaya Nelms, who also goes by Josh Minaya Nelms, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Gig Harbor, Washington and STATE FARM VP MANAGEMENT CORP. located in Bloomington, Illinois.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Joshua has worked at 6 firms and has passed the Series 66, Series 63, Series 82TO, Series 7TO, Series 6TO, SIE and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Minaya Nelms's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2025 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
January 28, 2025 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: One State Farm Plaza, Bloomington, IL 61710-0001March 11, 2022 - December 23, 2024
MWA FINANCIAL SERVICES INC.
January 19, 2022 - December 23, 2024
MWA FINANCIAL SERVICES INC.
August 10, 2021 - December 3, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 1, 2020 - December 3, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 14, 2019 - February 25, 2020
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
May 3, 2019 - June 5, 2019
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2025)
(1/28/2025)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 7TO
Date: 7/7/2021
General Securities Representative ExaminationSeries 6TO
Date: 5/3/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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