Erik E. Appareti
Professional summary
Erik E. Appareti is a registered financial professional currently at PHILPOTT BALL & WERNER, LLC located in Charlotte, North Carolina.
Erik is registered as a RR (Registered Representative) and started their career in finance in 2011. Erik has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erik E. Appareti's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2011 - Present
PHILPOTT BALL & WERNER, LLC
Office #1: 11325 North Community House Road Suite 430, Charlotte, NC 28277State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/10/2012)
(2/6/2012)
(1/2/2014)
(11/21/2016)
(12/13/2011)
(9/10/2014)
(10/1/2015)
(2/6/2012)
(6/15/2018)
(4/9/2013)
Exams
FINRA
Current Firm
PHILPOTT BALL & WERNER, LLC
CRD#: 156364 / SEC#: , 8-68785
Contact information
FINRA licenses (12 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PHILPOTT BALL & WERNER, INC. | MANAGING MEMBER | |
| BERRY, NICHOLAS WAYNE | MANAGER | |
| VITTOR, GREG TODD | CFO/ FINOP | 1864219 |
| WERNER, EDWARD L | CEO/ CCO/ MANAGER |
Red Flags
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