Benjamin M. Huan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Mark Huan, who also goes by Ben Huan, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2011. Benjamin had worked at 3 firms and has passed the Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2016 - July 29, 2024
JUMP TRADING, LLC
January 2, 2014 - April 15, 2016
VIRTU AMERICAS LLC
June 9, 2011 - January 2, 2014
OCTEG, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/28/2011
Limited Representative-Equity Trader ExamCurrent Firm
JUMP TRADING, LLC
CRD#: 106124 / SEC#: , 8-52989
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
Red Flags
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