Tyler B. Vanzandt

CAIS CAPITAL LLC

NEW YORK, NY 10022

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CRD#: 5921334

Professional summary

Tyler Bryant Vanzandt, who also goes by Tyler Bryant Van Zandt, Tyler Bryant Vanzandt, is a registered financial professional currently at CAIS CAPITAL LLC located in New York, New York.

Tyler is registered as a RR (Registered Representative) and started their career in finance in 2012. Tyler has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tyler Bryant Van Zandt | Tyler Bryant Vanzandt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fitstop-Hermosa Beach; 1312 pacific coast highway, Hermosa Beach, CA 90254; part-owner of a new group fitness franchise, that my fiance will run full-time. My responsibilities will mostly be ad-hoc, and might include items such as assessing the financials of our operations, marketing support, maintenance, and attending community/gym events; less than 25 hours per month-not during normal business hours.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tyler Bryant Vanzandt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 12, 2024 - Present

CAIS CAPITAL LLC

Office #1: 527 Madison Avenue 2nd Floor & 8th Floor, New York, NY 10022

CRD#: 154512

NEW YORK, NY

Past

January 3, 2023 - October 2, 2023

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

Hermosa Beach, CA

Past

December 5, 2022 - October 2, 2023

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

October 29, 2019 - October 18, 2022

HARBOR FUNDS DISTRIBUTORS, INC.

CRD#: 113506

CHICAGO, IL

Past

September 26, 2017 - September 25, 2019

T. ROWE PRICE ASSOCIATES, INC.

RIA

CRD#: 105496

Manhattan Beach, CA

Past

September 25, 2012 - March 25, 2014

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

OWINGS MILLS, MD

Past

March 7, 2012 - September 25, 2019

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

OWINGS MILLS, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/12/2024)

Hawaii
(11/27/2024)

New York
(2/12/2024)

Texas
(2/12/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 9/25/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/28/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/6/2012

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CAIS CAPITAL LLC

CRD#: 154512 / SEC#: , 8-68646

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

527 Madison Avenue 2nd Floor, New York, NY 10022

Mailing Address

527 Madison Avenue 2nd Floor, New York, NY 10022

Phone number

(212) 300-9350

Established

Delaware since 07/27/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CAPITAL INTEGRATION SYSTEMS LLC	PARENT/OWNER
BROWN, MATTHEW CRAWFORD	CEO/MEMBER/EXECUTIVE REP.	2160159
COLLINS, MICHAEL PATRICK	CCO	5366193
KRZAK, ALEXANDER JACOB	POO	6349160
PARISE, JANICE DRU	FINOP/PFO	2338583
PREMSELAAR, MARC KLEIN	SENIOR MANAGING DIRECTOR	5395973
SHANNON, TIMOTHY BRIAN	PRESIDENT	4461906
WALKER, BRADLEY JAY	SENIOR MANAGING DIRECTOR	5000838

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tyler B. Vanzandt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tyler Bryant Vanzandt's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NYLIFE DISTRIBUTORS LLC

HARBOR FUNDS DISTRIBUTORS, INC.

T. ROWE PRICE ASSOCIATES, INC.

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/25/2017

Series 63

Date: 6/28/2012

SIE

Date: 10/1/2018

Series 7

Date: 8/14/2012

Series 6

Date: 3/6/2012

FINRA

Current Firm

CAIS CAPITAL LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CAIS CAPITAL LLC

TRUST BUT VERIFY

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