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FIRM PROFILE
Overview
CAIS CAPITAL LLC is located at 527 Madison Avenue 2nd Floor, New York, NY 10022 and was first established at New York, Delaware in 07/27/2009. After operating for 16 years, CAIS CAPITAL LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CAIS CAPITAL LLC’s clients are individuals and 0% of their clients are high net worth individuals. CAIS CAPITAL LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CAIS CAPITAL LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CAIS CAPITAL LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CAIS CAPITAL LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CAIS CAPITAL LLC Comes From
Understanding the Statistics for CAIS CAPITAL LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
527 Madison Avenue 2nd Floor, New York, NY 10022
527 Madison Avenue 2nd Floor, New York, NY 10022
Small
(212) 300-9350
Delaware since 07/27/2009
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| CAPITAL INTEGRATION SYSTEMS LLC | PARENT/OWNER | ||
| BROWN, MATTHEW CRAWFORD | CEO/MEMBER/EXECUTIVE REP. | 2160159 | |
| COLLINS, MICHAEL PATRICK | CCO | 5366193 | |
| KRZAK, ALEXANDER JACOB | POO | 6349160 | |
| PARISE, JANICE DRU | FINOP/PFO | 2338583 | |
| PREMSELAAR, MARC KLEIN | SENIOR MANAGING DIRECTOR | 5395973 | |
| SHANNON, TIMOTHY BRIAN | PRESIDENT | 4461906 | |
| WALKER, BRADLEY JAY | SENIOR MANAGING DIRECTOR | 5000838 |
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Advisor's working at CAIS CAPITAL LLC
Genevieve Rose Eliasz
Janice Dru Parise
Valerie Ann Putchaven
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