Vivian Lee
Professional Summary
Vivian Lee, who also goes by VIvian Wha Kyung Lee, Vivian Whakyung Lee, is a registered financial advisor currently at JETT CAPITAL ADVISORS, LLC located in New York, New York. Vivian is registered as a RR (Registered Representative) and started their career in finance in 1988. Vivian has worked at 14 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 87, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Vivian Wha Kyung Lee, Vivian Whakyung Lee
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
JETT CAPITAL ADVISORS, LLC
Contact Information
Main Address
712 Fifth Avenue 11th Floor, New York, NY, 10019Mailing Address
712 Fifth Avenue 11th Floor, New York, NY, 10019Phone Number
(212) 616-0423Established
Delaware since 08/19/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/27/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Nov 2016About the Series 79 examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Oct 2012About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Vivian Lee's CRS (Customer Relationship Summary).
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