Shao Na Liang
Professional summary
Shao Na Liang, who also goes by Shaona Liang, Cindy Liang, Shao Na Liang, is a registered financial professional currently at GUIDELINE SECURITIES, LLC located in Burlingame, California.
Shao Na is registered as a RR (Registered Representative) and started their career in finance in 2018. Shao Na has worked at 3 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shao Na Liang's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2026 - Present
GUIDELINE SECURITIES, LLC
Office #1: 1412 Chapin Ave, Burlingame, CA 94010July 22, 2019 - October 12, 2025
CICC US SECURITIES, INC.
June 8, 2018 - July 16, 2019
BGC FINANCIAL, L.P.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
GUIDELINE SECURITIES, LLC
CRD#: 332412 / SEC#: , 8-71305
Contact information
FINRA licenses (43 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GUIDELINE HOLDINGS, LLC | SOLE MEMBER | |
| LIU, QIAN | CHIEF EXECUTIVE OFFICER | 5562584 |
| MASTROBATTISTO, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 5667446 |
| MEYERS, CHRISTOPHER M JR | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6122487 |
| WISNIEWSKI, JONATHAN BRUCE | PRINCIPAL OPERATIONS OFFICER | 6011199 |
Red Flags
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Company Information
GUIDELINE SECURITIES, LLC
CRD#: 332412Burlingame, CA 94010TRUST BUT VERIFY
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