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CRD#: 332412
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for GUIDELINE SECURITIES, LLC Comes From
Understanding the Statistics for GUIDELINE SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Average Account Value
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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
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HNWI
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MISC
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Employees
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Registered
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures
FIRM INFORMATION
Main Address
1412 Chapin Avenue, Burlingame, CA 94010
Mailing Address
1412 Chapin Avenue, Burlingame, CA 94010
Firm Size
Small
Phone Number
(888) 228-3491
Established
Delaware since 07/23/2024
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| GUIDELINE HOLDINGS, LLC | SOLE MEMBER | ||
| LIU, QIAN | CHIEF EXECUTIVE OFFICER | 5562584 | |
| MASTROBATTISTO, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 5667446 | |
| MEYERS, CHRISTOPHER M JR | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6122487 | |
| WISNIEWSKI, JONATHAN BRUCE | PRINCIPAL OPERATIONS OFFICER | 6011199 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at GUIDELINE SECURITIES, LLC
QL
Qian Liu
RR
CRD#: 5562584
Location:
Burlingame, CA 94010
Company:
GUIDELINE SECURITIES, LLC
Disclosures:
Experience:
1 year
CM
Christopher M Meyers Jr
RR
CRD#: 6122487
Location:
Boston, MA 02110
Company:
SI SECURITIES, LLC
Disclosures:
Experience:
8 years
JW
Jonathan Bruce Wisniewski
RR
CRD#: 6011199
Location:
Chicago, IL 60601
Company:
M1 FINANCE LLC
Disclosures:
Experience:
13 years
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