SA
Stephen G. Anderson
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
San Diego, CA 92127
Some features on this profile are disabled
CRD#: 5917356
SA
Professional summary
Stephen George Anderson, who also goes by Stephen Anderson, Anderson Stephen, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in San Diego, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in San Diego, California.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Stephen has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen Anderson | Anderson Stephen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ANDERSON WEALTH MANAGEMENT CORP, ESCONDIDO CA, 6/2018 AS OWNER/PRESIDENT OF SCORP TO PROVIDE TAX AND LEGAL LIABILITY. NIR, 4 HR/MO 4 HR/MO TRADING 2) STEVE ANDERSON, 1992 TROUSDALE PLACE,INDEPENDENT INSURANCE AGENT, ESCONDIDO, CA 6/2011 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 4 HR/MO 4 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 10/2019 4) SGA HOLDINGS GEORGIA LLC, SGA HOLDINGS IDAHO LLC, ESCONDIDO CA 92029, 01/2022, OWNER, REAL ESTATE, INV REL, 1 HR/MO 0 HR/MO TRADING 5) DSD INTEREST LLC, 1992 TROUSDALE PLACE ESCONDIDO CA, 05/1022, OWNER, REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING 6) NETTWORTH FINANCIAL GROUP, 1992 TROUSDALE PLACE ESCONDIDO CA, 10/2012, IAR, DBA, INV REL, 10 HR/MO 5 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Stephen George Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 11440 W Bernardo Ct. Ste. 300, San Diego, CA 92127RIA
CRD#: 134139
San Diego, CA
Current
October 4, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 11440 W Bernardo Ct. Ste. 300, San Diego, CA 92127BD
CRD#: 39543
San Diego, CA
Past
October 19, 2015 - October 10, 2019
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
SAN DIEGO, CA
Past
October 16, 2015 - October 10, 2019
FSC SECURITIES CORPORATION
BD
CRD#: 7461
SAN DIEGO, CA
Past
July 15, 2014 - October 20, 2015
OSAIC SERVICES, INC.
RIA
CRD#: 133763
NEWPORT BEACH, CA
Past
May 27, 2011 - October 20, 2015
OSAIC SERVICES, INC.
BD
CRD#: 133763
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/28/2022)
RR
California(10/4/2019)
IAR
California(10/4/2019)
RR
Florida(6/30/2025)
RR
Georgia(10/4/2019)
RR
Idaho(10/4/2019)
RR
Kentucky(10/4/2019)
RR
Minnesota(10/4/2019)
RR
Mississippi(3/7/2022)
RR
Missouri(9/10/2020)
RR
Nevada(1/4/2021)
RR
New York(11/1/2023)
RR
South Carolina(10/31/2025)
RR
Texas(5/31/2022)
IAR
Texas(5/31/2022)
RR
Utah(1/28/2022)
RR
Washington(8/18/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
