William H. Hecklick
CETERA INVESTMENT ADVISERS LLC | Financial Advisor
Mckees Rocks, PA
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CRD#: 5916584
Professional summary
William H Hecklick III, who also goes by William H Hecklick, William Henry Hecklick, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mckees Rocks, Pennsylvania and CETERA ADVISORS LLC located in Mckees Rocks, Pennsylvania.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. William has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Retirement Planning Strategies
Retirement Income Strategies
Tax Planning Strategies
Are you a "fiduciary"?
Yes
Aliases
William H Hecklick | William Henry Hecklick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 11/2021, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: SPEER STREET FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 05/2024, POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3.NAME OF OTHER BUSINESS: THE 412 COLLECTION, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: COLLECTABLES, START DATE: 07/2010, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ONLINE SALES OF COLLECTIBLES; 4. NAME OF OTHER BUSINESS: CPA TO FA LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: RECRUITING, START DATE: 04/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 6, BRIEF DESCRIPTION OF DUTIES: COACH AND CONSULT CPAS AND OTHER TAX PROFESSIONALS ON GETTING INTO THE FINANCIAL PLANNING & INVESTMENT BUSINESS; 5. NAME OF OTHER BUSINESS: HECKLICK TAX LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 5/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: OFFER TAX ADVICE & TAX PREPARATION SERVICES & ACT AS POWER OF ATTORNEY FOR TAX CLIENTS TO THE IRS VIA FORM 2848;
CRS (Client Relationship Summary) - RIA
Click below to view William H Hecklick III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
Mckees Rocks, PA
Current
May 20, 2024 - Present
CETERA ADVISORS LLC
BD
CRD#: 10299
Mckees Rocks, PA
Past
April 3, 2020 - May 22, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Murrsyville, PA
Past
April 3, 2020 - May 22, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Murrsyville, PA
Past
October 11, 2017 - May 1, 2020
WESBANCO SECURITIES, INC.
RIA
CRD#: 43276
Monaca, PA
Past
October 11, 2017 - May 1, 2020
WESBANCO SECURITIES, INC.
BD
CRD#: 43276
Monaca, PA
Past
June 9, 2014 - October 6, 2017
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
WASHINGTON, PA
Past
June 9, 2014 - October 6, 2017
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
WASHINGTON, PA
Past
February 25, 2013 - May 22, 2014
WESBANCO SECURITIES, INC.
BD
CRD#: 43276
ZELIENOPLE, PA
Past
May 4, 2012 - February 26, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
BETHEL PARK, PA
Past
May 4, 2012 - February 26, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
BETHEL PARK, PA
Past
June 24, 2011 - May 1, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PITTSBURGH, PA
Past
June 8, 2011 - May 1, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/20/2024)
RR
Pennsylvania(5/20/2024)
IAR
Pennsylvania(5/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
Financial AdvisorCRD#: 105644Mckees Rocks, PATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
